Securities Exemptions

Disclaimer

The information available from pages accessible through use of this menu cannot and should not be construed as “legal advice.” Relevant statutory and administrative rules must be consulted before attempting to use the exemptions. Consideration should be given to seeking professional advice (e.g. legal, financial) before making an offering of securities. Violations of the Uniform Securities Act (2004) of the State of Idaho may result in administrative, civil & criminal liability.

The anti-fraud provisions in Section 30-14-501 of the Uniform Securities Act (2004) of the State of Idaho are applicable to all offers and sales of securities regardless of whether the securities are exempt or registered or whether a filing is required with the Department.

• Application and Forms
• Laws and Statutes
• 30-14-203 & Rule 59 - Regulation D Rule 505
• 30-14-302(c) & Rule 53.02 - Regulation D Rule 506
• 30-14-201(7)-Not for Profit Debt Securities
• 30-14-201(10) - Small Mines

For other exempt securities and transactions see:

• Exempt Securities- Section 30-14-201 Uniform Securities Act (2004) of the State of Idaho
• Exempt Transactions - Section 30-14-202 Uniform Securities Act (2004) of the State of Idaho