Administrative Actions
| Date | Description | Docket Number |
|---|---|---|
| 11/24/2021 | 2C Family Brewing Company
2C Family Brewing Company
|
2021-7-05 |
| 09/02/2011 | A New Horizon Credit Counseling Services, Inc.
|
2011-9-02 |
| 10/31/2013 | AAA Payday Advance UT LLC
Order to Cease and Desist (2013-6-04)
|
2013-6-04 |
| 10/26/2010 | 2016-16-47 | |
| 09/09/2021 | AB Allen Financial LLC.; Allen, Linda
AB Allen Financial LLC.; Allen, Linda
|
2021-7-03 |
| 12/28/2023 | 2023-16-14 | |
| 08/29/2019 | ABC Financial Services, LLC
Consent Order (2019-9-11)
|
2019-9-11 |
| 02/08/2024 | Abigail H & Associates, LLC
|
2024-09-02 |
| 03/18/2013 | Aboriginal GR Enterprises aka SignMyLoan.net Center, Cash Advance Service, NLS CashAdvance, GoMyTown, LLC, US National Payday Loan, and Enom, Inc.
Order to Cease and Desist (2012-6-07)
|
2012-6-07 |
| 09/30/2011 | Academy Mortgage Corporation
Consent Order (2011-8-01)
|
2011-8-01 |
| 11/30/2012 | Accelerated Revenue Management, Inc., dba A.R.M. Solutions,Inc.
Consent Order (2012-9-15)
|
2012-9-15 |
| 10/17/2023 | ACI Payments, Inc.
Settlement Agreement and Consent Order
|
|
| 09/10/2009 | Action Collection Service, Inc.
Order Terminating Terms of Prior Consent Orders (2009-9-16)
Consent Order (2009-9-16)
Consent Order to Cease and Desist (2009-9-16)
|
2009-9-16 |
| 10/26/2018 | 2018-16-06 | |
| 10/26/2010 | 2010-16-14 | |
| 05/03/2021 | Adept Escrow Service, Inc.
Agreement And Order - 05/03/2021 (2020-18-04)
|
2020-18-04 |
| 02/29/2016 | Affordable Loans, LLC dba Affordable Title Loans
Consent Order (2015-6-02)
|
2015-6-02 |
| 10/08/2019 | 2019-9-13 | |
| 01/23/2019 | Alejandro Flores dba Full Spectrum Loans
Order to Cease and Desist (2018-8-03)
|
2018-8-03 |
| 12/20/2021 | Alexander Jason Ivory
Order Denying MLO License Application (2021-16-80)
|
2021-16-80 |
| 02/09/2023 | Alexandra VerValen
Consent Order (2023-41-01)
|
2023-41-01 |
| 10/26/2010 | 2010-16-43 | |
| 03/17/2022 | Ali Javaherian
Order Denying MLO License Application (2022-16-12)
|
2022-16-12 |
| 09/13/2022 | Alicia M. Piela
Order Denying MLO License Application (2022-16-41)
|
2022-16-41 |
| 05/03/2021 | 2020-18-04 | |
| 05/24/2021 | Allan Hillman Densmore, and Retirement Services, LLC
Allan Hillman Densmore, and Retirement Services, LLC
|
2017-7-15-A |
| 10/28/2015 | 2015-16-03 | |
| 02/09/2017 | Allan Ray Eichhorn, NMLS ID No. 117272
|
2017-16-01 |
| 08/14/2018 | 2018-16-03 | |
| 05/22/2017 | Allegis Investment Advisors, LLC
Allegis Investment Advisors, LLC
|
2016-7-01 |
| 09/28/2011 | Allied Interstate, LLC, fka Allied Interstate, Inc.
Consent Order (2011-9-17)
|
2011-9-17 |
| 06/24/2013 | Alpha Services, Inc.
Consent Order (2013-9-03)
|
2013-9-03 |
| 06/15/2021 | Altonio Taylor
Order Denying MLO License Application (2021-16-29)
|
2021-16-29 |
| 10/26/2010 | Amber Danielle Dilworth
Default Order Terminating Idaho Mortgage Loan Originator License (2010-16-19)
|
2010-16-19 |
| 04/15/2011 | America’s Recovery Solutions, LLC
Consent Order (2011-9-07)
|
2011-9-07 |
| 04/13/2017 | American Advisor’s Group
Consent Order (2017-8-01)
|
2017-8-01 |
| 09/08/2020 | American Alternative Investments, LLC
American Alternative Investments, LLC
|
2019-7-05-A |
| 12/15/2021 | American Integrity Partners Inc. and Constance Keckler
Order to Cease and Desist (2021-08-01)
|
2021-08-01 |
| 07/15/2021 | Amy Espinoza
Order Denying MLO License Application (2021-16-36)
|
2021-16-36 |
| 05/31/2002 | Anderson-David & Assoc., Inc.; Anderson (Gordon N.); Anderson (Judyth E.)
Anderson-David & Assoc., Inc.; Anderson (Gordon N.); Anderson (Judyth E.)
|
2002-7-12 |
| 10/26/2010 | 2010-16-56 | |
| 02/02/2022 | Andrew Windial Bezart II
Order Denying MLO License Application (2022-16-05)
|
2022-16-05 |
| 05/18/2021 | Andrews, Benson and Associates
Order to Cease and Desist (2021-9-03)
|
2021-9-03 |
| 01/26/2023 | Angela Granados
|
2023-16-02 |
| 10/26/2010 | Anna Elizabeth Smylie
Default Order Terminating Idaho Mortgage Loan Originator License (2010-16-58)
|
2010-16-58 |
| 11/07/2016 | 2016-16-01 | |
| 10/26/2010 | 2010-16-05 | |
| 01/05/2022 | Anthony Pellegrino, and Goldstone Financial Group, LLC.
Anthony Pellegrino, and Goldstone Financial Group, LLC.
|
2019-7-05-C |
| 10/26/2010 | 2010-16-29 | |
| 06/13/2016 | APG & Associates aka APGOFNY.COM
Order to Cease and Desist (2016-9-03)
|
2016-9-03 |
| 06/30/2009 | Apply 2 Save, Inc
Denial Order (2008-9-12)
|
2008-9-12 |
| 12/11/2018 | 2018-16-04 | |
| 09/17/2009 | APS Northwest Idaho LLC, dba Homemodifier, an Idaho Limited Liability Company
Order Denying Application For A Mortgage Broker License (2009-9-12)
|
2009-9-12 |
| 06/27/2019 | AR & Associates LLC dba Advanced Credit Solutions
Consent Order (2019-9-09)
|
2019-9-09 |
| 09/09/2010 | Armada Corp., a Washington corporation
Consent Order (2010-9-08)
|
2010-9-08 |
| 01/06/2022 | Asset Management Services USA, LLC
Verified Complaint for Revocation of Idaho Collection Agency License (2021-9-07)Consent Order (2021-9-07)
|
2021-9-07 |
| 05/05/2015 | Assigned Credit Solutions, Inc.
Consent Order (2015-9-01)
|
2015-9-01 |
| 08/22/2017 | Associated Foreign Exchange, Inc.
Agreement and Order - 08/22/2017 (2017-12-02)
|
2017-12-02 |
| 12/23/2021 | Asure Software, Inc.
Agreement and Order - 2021/12/23 (2021-12-02)
|
2021-12-02 |
| 08/05/2021 | Aundrece Lavette Powell
Order Denying MLO License Application (2021-16-45)
|
2021-16-45 |
| 07/30/1998 | Austin Forex International, Inc.; Austin Forex International of Sun Valley, Inc.
Austin Forex International, Inc.; Austin Forex International of Sun Valley, Inc.
|
1998-7-61 |
| 10/26/2010 | Automated Collection Systems, Inc.,
Consent Order (2010-9-13)
|
2010-9-13 |
| 07/30/2012 | Autovest, LLC
Consent Order (2012-9-05)
|
2012-9-05 |
| 11/01/2011 | Avadanian & Adler, LLC
Order Revoking Idaho Collection Agency License, and Notice (2011-9-16)
|
2011-9-16 |
| 03/18/2019 | Avalon Equity Group, Inc.
Avalon Equity Group, Inc.
|
2017-7-15-R |
| 12/12/2021 | Avenge Solutions, LLC dba Avenge Credit Repair
Default Order for Revocation (2021-9-08)Notice of Proposed Default Order for Revocation (2021-9-08)Verified Complaint for Revocation of ICAA License (2021-9-08)
|
2021-9-08 |
| 10/24/2024 | Aware Mortgage Processing LLC
|
2024-08-01 |
| 06/09/2009 | Banc of America Securities, LLC; Banc of America Investment Services, Inc.
Banc of America Securities, LLC; Banc of America Investment Services, Inc.
|
2009-7-13 |
| 11/23/2021 | Bankers Life and Casualty Company; BLC Financial Services, Inc.
Bankers Life and Casualty Company; BLC Financial Services, Inc.
|
2012-7-10 |
| 02/22/2008 | Batten (James A.)
Batten (James A.)
|
2007-7-16 |
| 12/13/2011 | Beacon Debt Solutions, Inc.
Order to Cease and Desist (2011-9-20)
|
2011-9-20 |
| 10/31/2013 | Beacon Rock Investment Advisors, LLC; Feik (Adam Gregory)
Beacon Rock Investment Advisors, LLC; Feik (Adam Gregory)
|
2011-7-19 |
| 09/26/2003 | Bear, Stearns and Co. Inc.
Bear, Stearns and Co. Inc.
|
2003-7-18 |
| 04/20/2021 | Benjamin Anderson
Order Denying MLO License Application (2021-16-19)
|
2021-16-19 |
| 11/28/2000 | Bennett (Bradlee L.); Bennett Enterprises
Bennett (Bradlee L.); Bennett Enterprises
|
2000-7-58 |
| 11/19/2020 | Berenice Sherrer
Order to Cease and Desist (2020-16-62)Notice of Intent (2020-16-62)
|
2020-16-62 |
| 11/19/2018 | Berman & Rabin, P.A.
Agreement (2018-9-01)
|
2018-9-01 |
| 05/04/2000 | Bidwell & Company
Bidwell & Company
|
2000-7-35 |
| 10/22/1999 | BIG International a/k/a Big International, Inc. a/k/a Big Financial Group; Courtney Agencies; Agora Office Services
BIG International a/k/a Big International, Inc. a/k/a Big Financial Group; Courtney Agencies; Agora Office Services
|
1999-7-73 |
| 08/29/2022 | 2022-09-04 | |
| 03/03/2022 | Bill Allen Escrow
Consent Order - 2022/03/03 (2019-18-01)
|
2019-18-01 |
| 08/10/2012 | Bingham Collections, Inc.
Consent Order (2012-9-04)
|
2012-9-04 |
| 01/13/1999 | Bishop (Wendy Lee)
Bishop (Wendy Lee)
|
1998-7-60 |
| 02/09/2024 | Bitget Technology Group, Ltd.
Order Denying Application for Idaho Money Transmitter License |
2024-12-01 |
| 03/31/2022 | BitPay, Inc.
Agreement and Order - 2022/03/31 (2022-12-02)
|
2022-12-02 |
| 06/06/2022 | BITSTAMP, LTD.
Agreement and Order - 2022/06/06 (2022-12-03)
|
2022-12-03 |
| 09/17/1999 | Blackpool Investments, Inc.; Kotalwi (Parkash)
Blackpool Investments, Inc.; Kotalwi (Parkash)
|
1999-7-65 |
| 04/25/2023 | Blaze! Bordeau
|
2023-16-09 |
| 04/06/2022 | BlockFi Lending LLC
BlockFi Lending LLC
|
2022-7-02 |
| 10/22/2019 | Bogus Brewing Inc. d/b/a Boise Brewing
Bogus Brewing Inc. d/b/a Boise Brewing
|
2019-7-09 |
| 01/24/2024 | Bogus Brewing Inc. d/b/a Boise Brewing
|
2024-7-02 |
| 09/29/1997 | Bottum (Bradley Scott) d/b/a Bradley Scott Bottum Financial Services, Inc.
Bottum (Bradley Scott) d/b/a Bradley Scott Bottum Financial Services, Inc.
|
1997-7-114 |
| 06/12/2020 | Boulder Legal Group, et al.
Consent Order (2020-9-01)Verified Complaint (2020-9-01)
|
2020-9-01 |
| 05/13/2020 | Bowhip, Inc. d/b/a Valley Foods
|
2020-12-04 |
| 02/26/2013 | Brainard (James); Coventry LLC; Copper Creek LLC
Brainard (James); Coventry LLC; Copper Creek LLC
|
2010-7-17 |
| 06/06/2022 | Brandon James Sawyer
Order Denying MLO License Application (2022-16-26)
|
2022-16-26 |
| 12/07/2020 | Brandon Wunder
Final Order (2020-16-67)Notice of Intent (2020-16-67)
|
2020-16-67 |
| 03/17/2022 | 2022-16-13 | |
| 10/04/2021 | Brent Becker
Order Denying MLO License Application (2021-16-58)
|
2021-16-58 |
| 11/29/2021 | Brian Alwin Koerner
Order Denying MLO License Application (2021-16-73)
|
2021-16-73 |
| 10/26/2010 | 2010-16-30 | |
| 04/16/2007 | Brian Balsiger
Consent Order (2007-05-01)
|
2007-05-01 |
| 10/26/2010 | Brian Emmet Thorell
Default Order Terminating Idaho Mortgage Loan Originator License (2010-16-63)
|
2010-16-63 |
| 01/30/2024 | 2024-16-03 | |
| 04/20/2009 | Brian Kvarfordt, dba North American Collections and Safety Check
2009-9-06 Consent Order (2009-9-06)
|
2009-9-06 |
| 12/11/2012 | Brian Webber, and Edie Webber, husband and wife, dba Clean Slate Credit Services
Consent Order (2012-9-20)
|
2012-9-20 |
| 08/14/2014 | Bright Flash Development Inc.
Bright Flash Development Inc.
|
2014-7-04 |
| 07/15/2021 | Brittany Scolase
Order Denying MLO License Application (2021-16-40)
|
2021-16-40 |
| 01/26/2011 | Broadway Pawn and Loan, LLC
Order Denying Application for Regulated Lender License, and the Opportunity for a Hearing (2010-6-03)
|
2010-6-03 |
| 08/11/2003 | Brocker (Jenifer)
Brocker (Jenifer)
|
2002-7-35 |
| 05/18/2020 | Brookes Ventures, LLC d/b/a Aulterra International; Dandurand (Kim Armond)
Brookes Ventures, LLC d/b/a Aulterra International; Dandurand (Kim Armond)
|
2018-7-05 |
| 12/10/2018 | Brooks (Raymond Eugene)
Brooks (Raymond Eugene)
|
2017-7-15-O |
| 10/20/2003 | Browne (Jay R.)
Browne (Jay R.)
|
2003-7-28 |
| 02/27/1998 | Bryan & Associates Marketing Group, Inc.; Bryan (John B.)
Bryan & Associates Marketing Group, Inc.; Bryan (John B.)
|
1998-7-50 |
| 09/12/2023 | Bryant Hodge and Associates LLC dba BHA BHA Services BHA Bill Pay
Order to Cease and Desist
|
2023-9-6 |
| 11/29/2010 | Bryon Walter Dickinson
Default Order Terminating Idaho Mortgage Loan Originator License (2010-16-36)
|
2010-16-36 |
| 11/20/2001 | Budwee (Richard M., Jr.) d/b/a Budwee Financial Planning Services, Inc.
Budwee (Richard M., Jr.) d/b/a Budwee Financial Planning Services, Inc.
|
2001-7-28 |
| 05/28/2004 | Budwee (Richard M., Jr.); Budwee Financial Planning Services, Inc.
Budwee (Richard M., Jr.); Budwee Financial Planning Services, Inc.
|
2003-7-45 |
| 09/19/2018 | Bullock (Eric Francisco)
Bullock (Eric Francisco)
|
2017-7-15-I |
| 09/05/2024 | Burch & Associates
|
2024-09-07 |
| 08/20/2020 | Burx Andrew Norrod III
Notice of Intent (2020-16-46)
|
2020-16-46 |
| 05/20/2010 | C&C Capital, LLC; Longson (Chad E.); Christensen (McCord)
C&C Capital, LLC; Longson (Chad E.); Christensen (McCord)
|
2010-7-13 |
| 01/18/2017 | Cache Private Capital Diversified Fund LLC
Cache Private Capital Diversified Fund LLC
|
2015-7-03 |
| 08/04/2004 | Caisse (Scott Alan)
Caisse (Scott Alan)
|
2004-7-10 |
| 12/17/2009 | Cambridge Asset Management, LLC
Consent Order (2009-9-23)
|
2009-9-23 |
| 02/13/2012 | Cambridge Huxley & Associates, LLC
Order to Cease and Desist (2012-9-01)
|
2012-9-01 |
| 09/28/2021 | Can Do Auto Credit, Inc.
Consent Order (2021-6-01)
|
2021-6-01 |
| 10/06/2021 | Candice Williams
Order Denying MLO License Application (2021-16-60)
|
2021-16-60 |
| 09/28/2017 | Capital Accounts, LLC
Consent Order (2017-9-05)
|
2017-9-05 |
| 04/24/2006 | Capital Financial Group, Inc.
Capital Financial Group, Inc.
|
2006-7-07 |
| 06/06/2001 | Carson (Paul Rae) d/b/a Carson International Capital Management, LLC
Carson (Paul Rae) d/b/a Carson International Capital Management, LLC
|
2000-7-82 |
| 03/18/2013 | Cash Jar, aka Down Under Ventures, LTD and Hong Kong Partners, LTD
Order to Cease and Desist (2012-6-10)
|
2012-6-10 |
| 05/22/2023 | 2023-6-02 | |
| 08/01/2022 | Celsius Network Inc.
|
2022-07-07 |
| 08/01/2022 | Celsius Network Inc., Celsius Network Limited, Celsius US Holding LLC, Celsius Network LLC, Celsius Lending LLC
Celsius Network Inc., Celsius Network Limited, Celsius US Holding LLC, Celsius Network LLC, Celsius Lending LLC
|
2022-7-07 |
| 09/20/2010 | Charles Grant Sayers
Consent Order to Terminate Mortgage Loan Originator License (2010-16-52)
|
2010-16-52 |
| 06/06/2022 | Christi Mae Jones
Order Denying MLO License Application (2022-16-27)
|
2022-16-27 |
| 10/13/2010 | Christian Debt Consolidation, Inc.,
Consent Order (2010-9-07)
|
2010-9-07 |
| 08/25/2022 | Christopher Jenkins
Order Denying MLO License Application (2022-16-38)
|
2022-16-38 |
| 09/13/2022 | 2022-09-05 | |
| 05/18/2023 | Cindy Allmon
|
2023-16-12 |
| 06/18/2009 | Citigroup Global Markets, Inc.
Citigroup Global Markets, Inc.
|
2009-7-07 |
| 09/08/2003 | CitiGroup Global Markets, Inc. f/k/a Salomon Smith Barney, Inc.
CitiGroup Global Markets, Inc. f/k/a Salomon Smith Barney, Inc.
|
2003-7-30 |
| 12/01/2021 | Clayton Cline
Order Denying MLO License Application (2021-16-76)
|
2021-16-76 |
| 02/02/2022 | Cliff Kokkeler
Order Denying MLO License Application (2022-16-04)
|
2022-16-04 |
| 10/26/2010 | Clint Allen Whitney
Default Order Terminating Idaho Mortgage Loan Originator License (2010-16-68)
|
2010-16-67 |
| 10/18/2012 | Coast to Coast Financial Solutions, Inc.
Consent Order (2012-9-11)
|
2012-9-11 |
| 02/15/1996 | Cohig & Associates, Inc.
Cohig & Associates, Inc.
|
1996-7-32 |
| 05/19/2022 | Coley Ray Rau
Order Denying MLO License Application (2022-16-23)
|
2022-16-23 |
| 09/13/2022 | Collection Service of Nevada
Consent Order (2022-09-06)Verified Complaint for Revocation of Idaho Collection Agency License (2022-09-06)
|
2022-09-06 |
| 07/07/2015 | Commercial Industries Service Company, Inc. dba CISCO, Inc.
Consent Order (2015-9-05)
|
2015-9-05 |
| 02/28/2017 | Commonwealth Foreign Exchange
Consent Order - 02/28/2017 (2017-12-01)
|
2017-12-01 |
| 07/23/2018 | Conestoga Settlement Trust; Conestoga Settlement Services, LLC; Conestoga International, LLC
Conestoga Settlement Trust; Conestoga Settlement Services, LLC; Conestoga International, LLC
|
2017-7-17 |
| 08/04/2022 | Conrad Thompson
Order Denying MLO License Applicaation (2022-16-34)
|
2022-16-34 |
| 12/21/2015 | Consolidated Wealth Holdings, Inc.; Spalding (John); Osborne (Deanna); Osborne (Scott)
Consolidated Wealth Holdings, Inc.; Spalding (John); Osborne (Deanna); Osborne (Scott)
|
2015-7-02 |
| 12/14/2009 | Contego Law, P.C., Respondent
Consent Order (2009-9-18)
|
2009-9-18 |
| 02/22/2010 | Continental Credit Association, Inc., an Oregon corporation,
Order To Cease And Desist (2010-9-04)
|
2010-9-04 |
| 03/20/2019 | 2019-16-14 | |
| 08/19/2021 | Corvi Urling
Order Denying MLO License Application (2021-16-50)
|
2021-16-50 |
| 04/02/2024 | 2024-16-06 | |
| 01/28/2014 | Covino (Peter Carmine, III)
Covino (Peter Carmine, III)
|
2013-7-15 |
| 10/26/2010 | Craig Corey Christensen
Default Order Terminating Idaho Mortgage Loan Originator License (2010-16-10)
|
2010-16-10 |
| 07/16/2021 | Craig Stover
Order Denying MLO License Application (2021-16-37)
|
2021-16-37 |
| 09/25/2012 | Credit Bureau of Jamestown, Inc., dba CBJ Credit Recovery
Consent Order (2012-9-10)
|
2012-9-10 |
| 02/23/2011 | Credit Justice Services, LLC
Consent Order (2011-9-05)
|
2011-9-05 |
| 01/23/2023 | 2023-9-02 | |
| 09/12/2003 | Credit Suisse First Boston LLC f/k/a Credit Suisse First Boston Corporation
Credit Suisse First Boston LLC f/k/a Credit Suisse First Boston Corporation
|
2003-7-22 |
| 03/09/2010 | CreditOne, LLC
Consent Order (2010-9-03)
|
2010-9-03 |
| 12/16/2010 | Crestwood Mgmt LLC
Consent Order (2010-9-12)
|
2010-9-12 |
| 10/22/2018 | Crook (Douglas William)
Crook (Douglas William)
|
2017-7-15-K |
| 10/26/2010 | 2010-16-64 | |
| 10/03/2014 | D. Scott Carruthers, dba Law Office of D. Scott Carruthers
Order to Cease and Desist (2014-9-06)
|
2014-9-06 |
| 04/20/1999 | D.H. Blair & Co., Inc.
D.H. Blair & Co., Inc.
|
1999-7-35 |
| 08/21/2022 | Dale L. Lounsbury
Consent Order to Cease and Desist (2022-41-01)
|
2022-41-01 |
| 10/26/2010 | 2010-16-70 | |
| 11/15/2018 | 2018-16-05 | |
| 01/30/2024 | 2024-16-01 | |
| 05/19/2022 | Dani Buchholtz
Order denying MLO License Application (2022-16-24)
|
2022-16-24 |
| 10/04/2021 | Daniel Barchini
Order Denying MLO License Application (2021-16-56)
|
2021-16-56 |
| 12/11/2018 | 2018-16-07 | |
| 04/13/2017 | 2017-16-02 | |
| 10/26/2010 | Daniel Richard Hunt, Jr.
Default Order Terminating Idaho Mortgage Loan Originator License (2010-16-26)
|
2010-16-26 |
| 12/08/2020 | 2020-16-68 | |
| 11/03/2021 | Daniel Timpson
|
2021-16-63 |
| 10/12/2021 | Daniel Vadnais
Order Denying MLO License Application (2021-16-61)
|
2021-16-61 |
| 04/06/2022 | Dantrell Grace
Order Denying MLO License Application (2022-16-16)
|
2022-16-16 |
| 08/28/2009 | 2009-16-06 | |
| 06/29/2022 | Darrell Stephens
Order Denying MLO License Application (2022-16-29)
|
2022-16-29 |
| 10/26/2010 | David Joseph Spencer
Default Order Terminating Idaho Mortgage Loan Originator License (2010-16-59)
|
2010-16-59 |
| 10/26/2010 | David Leslie Miles, Jr.
Default Order Terminating Idaho Mortgage Loan Originator License (2010-16-32)
|
2010-16-32 |
| 11/03/2021 | DCN Holdings, Inc. dba ACCOUNTSRECEIVABLE.COM
Default Order to Cease and Desist (2021-9-06)Notice of Proposed Default (2021-9-06)Verified Complaint (2021-9-06)Consent Order (2021-9-06)
|
2021-9-06 |
| 02/11/2019 | DCN Holdings, Inc. dba ACCOUNTSRECEIVABLE.COM
|
2019-9-02 |
| 03/15/2012 | Deanne M. Cottle
Consent Order (2011-03-02)
|
2011-03-02 |
| 08/24/2005 | Deaton (Mark)
Deaton (Mark)
|
2005-7-14 |
| 03/29/2011 | Debt Settlement Solutions, Inc.
Consent Order (2011-9-04)
|
2011-9-04 |
| 10/18/2011 | DebtPro 123, LLC
Order to Cease and Desist (2011-9-13)
|
2011-9-13 |
| 07/10/2014 | 2014-9-03 | |
| 05/31/2013 | Densmore (Anna M.)
Densmore (Anna M.)
|
2011-7-11-A |
| 04/15/2011 | Densmore Financial Group, Inc.; Densmore (Allan H.)
Densmore Financial Group, Inc.; Densmore (Allan H.)
|
2010-7-04 |
| 07/07/2017 | Depew (Jay); Tradewind Investments
Depew (Jay); Tradewind Investments
|
2016-7-05 |
| 05/24/2021 | Derrick Brew
Order Denying MLO License Application (2021-16-24)
|
2021-16-24 |
| 07/15/2005 | Deutsche Bank Securities, Inc.
Deutsche Bank Securities, Inc.
|
2005-7-11 |
| 03/29/2011 | Discount Debt Solutions, Inc.
Consent Order (2011-9-03)
|
2011-9-03 |
| 01/27/2005 | DJM Enterprises; Team Concepts, L.P.; Team Builders, L.P.; Huffman (Michael); Underwood (Jeffrey D.), et al
DJM Enterprises; Team Concepts, L.P.; Team Builders, L.P.; Huffman (Michael); Underwood (Jeffrey D.), et al
|
2004-7-21 |
| 11/12/2008 | DMI Funding Incorporated, dba Direct Mortgage
Order to Cease and Desist (2008-8-08)
|
2008-8-08 |
| 03/24/2009 | DMI Funding Incorporated, dba Direct Mortgage
|
2009-8-01 |
| 06/29/2022 | Donald Colvin
Order Denying MLO License Application (2022-16-32)
|
2022-16-32 |
| 01/12/2022 | Douglas R. Andrew; Paramount Financial Services, Inc. d/b/a Live Abundant; Aaron R. Andrew; Marcus K. Maxfield; and Jeremy A. Watson
Douglas R. Andrew; Paramount Financial Services, Inc. d/b/a Live Abundant; Aaron R. Andrew; Marcus K. Maxfield; and Jeremy A. Watson
|
2017-7-15-F |
| 06/13/2022 | Douglas R. Andrew; Paramount Financial Services, Inc. d/b/a Live Abundant; Aaron R. Andrew; Marcus K. Maxfield; Jeremy A. Watson; Gregory Duckwitz; J. Scott Reynolds; and Leland Whiting
Douglas R. Andrew; Paramount Financial Services, Inc. d/b/a Live Abundant; Aaron R. Andrew; Marcus K. Maxfield; Jeremy A. Watson; Gregory Duckwitz; J. Scott Reynolds; and Leland Whiting
|
2017-7-15-F |
| 12/01/2011 | DTA Solutions, LLC formerly known as Faslo Solutions, LLC
Consent Order (2011-9-19)
|
2011-9-19 |
| 06/10/2019 | 2019-09-05 | |
| 09/21/2012 | E*Trade Securities LLC
E*Trade Securities LLC
|
2012-7-12 |
| 05/21/1998 | Earl (Dean C.)
|
1998-7-84 |
| 12/11/2006 | Eaton (Bruce B.); Stocknet, LLC
Eaton (Bruce B.); Stocknet, LLC
|
2006-7-43 |
| 02/05/2009 | Ecostructure Corporation a/k/a Ecostructure Financial; Ecostructure Capital, LLC; Winmark, Inc.; Winstein (Mark)
Ecostructure Corporation a/k/a Ecostructure Financial; Ecostructure Capital, LLC; Winmark, Inc.; Winstein (Mark)
|
2007-7-26 |
| 03/17/2022 | Edgardo Gonzalez
Order Denying MLO License Application (2022-16-11)
|
2022-16-11 |
| 05/12/2019 | Edward Wolff & Associates, LLC
Consent Order (2019-09-03)
Order to Cease and Desist (2019-09-03)
|
2019-09-03 |
| 07/15/2019 | 2019-16-39 | |
| 10/26/2010 | 2010-16-34 | |
| 12/09/2003 | Elison (Andrew Delos)
Elison (Andrew Delos)
|
2003-7-27 |
| 08/24/2020 | Elite Retirement Strategies, LLC., and Peterson Holly
Elite Retirement Strategies, LLC., and Peterson Holly
|
2020-7-10 |
| 03/17/2022 | Elizabeth Gyimah-Daniels
Order Denying MLO License Application (2022-16-09)
|
2022-16-09 |
| 10/26/2010 | Elizabeth Segoviano
Default Order Terminating Idaho Mortgage Loan Originator License (2010-16-55)
|
2010-16-55 |
| 02/12/2004 | Ellis (Stephen T.)
Ellis (Stephen T.)
|
2003-7-43 |
| 10/05/2010 | 2010-16-17 | |
| 07/16/2007 | EMI Sun Village, Inc.; Sun Village Juan Dolio, Inc.; Sun Village Juan Dolio Associates, LLC
EMI Sun Village, Inc.; Sun Village Juan Dolio, Inc.; Sun Village Juan Dolio Associates, LLC
|
2007-7-13 |
| 10/26/2010 | 2010-16-42 | |
| 05/01/2022 | Emily Hoover
Order Denying MLO License Application (2022-16-20)
|
2022-16-20 |
| 10/02/2012 | Empire Collection Authorities, Inc.
Consent Order (2012-9-07)
|
2012-9-07 |
| 05/12/2021 | 2021-16-23 | |
| 09/30/2010 | Erik Frederick Grimmer
Consent Order to Terminate Mortgage Loan Originator License (2010-16-24)
|
2010-16-24 |
| 04/21/2020 | Escrow Licensee Renewal Filing Disruptions Resulting From Coronavirus
Escrow Licensee Renewal Filing Disruptions Resulting From Coronavirus
|
2020-07-07 |
| 09/14/2021 | Esther Lozano
Order Denying MLO License Application (2021-16-54)
|
2021-16-54 |
| 04/07/2021 | Eva Felakori
Order Denying MLO License Application (2021-16-16)
|
2021-16-16 |
| 10/28/2014 | Exercise Institute Inc.
Exercise Institute Inc.
|
2014-7-05 |
| 06/27/2007 | Fairchild (David A.)
Fairchild (David A.)
|
2007-7-08 |
| 01/04/2021 | 2020-16-71 | |
| 10/16/2003 | Family Solution, Inc. (The) d/b/a NutriFun International; Thompson (R. Wayne)
Family Solution, Inc. (The) d/b/a NutriFun International; Thompson (R. Wayne)
|
2002-7-28 |
| 03/18/2013 | Fast Efunds, LLC, dba FasteFunds.com
Order to Cease and Desist (2012-6-08)
|
2012-6-08 |
| 07/08/2010 | Federal Recovery Acceptance, Inc., dba Paramount Acceptance
Consent Order (2010-9-06)
|
2010-9-06 |
| 07/10/2019 | Financial Credit Services dba Asset Recovery Associates
Consent Order (2019-09-06)
|
2019-09-06 |
| 04/12/2012 | Fintegra, LLC
Fintegra, LLC
|
2011-7-08 |
| 06/20/2021 | Fiorino, Phillip Angelo
Order Denying MLO License Application (2021-16-42)
|
2021-16-42 |
| 03/12/2001 | First Dallas Securities Incorporated
First Dallas Securities Incorporated
|
2000-7-75 |
| 10/03/2024 | First Financial Investment Fund VI, LLC
|
2024-09-06 |
| 02/24/2020 | First Global Money Inc.
Revocation - 02/24/2020 (2020-12-02)
|
2020-12-02 |
| 09/17/1996 | First Union Brokerage Services, Inc.
First Union Brokerage Services, Inc.
|
1996-7-74 |
| 12/16/1999 | Fitzgerald (Charles); Jeppesen (Zane); Beverly Hills Development Corporation
Fitzgerald (Charles); Jeppesen (Zane); Beverly Hills Development Corporation
|
1999-7-70 |
| 09/19/2014 | Flagship Financial Group LLC
Consent Order (2014-8-01)
|
2014-8-01 |
| 02/05/2010 | Flatiron Financial Services, Inc., dba Peak5
Order Revoking Idaho Collection Agency License and Notice (2009-9-22)
|
2009-9-22 |
| 12/16/2010 | FloBridge Group LLC
Order to Cease and Desist (2010-6-04)
|
2010-6-04 |
| 01/02/2001 | Foster (William Owen)
Foster (William Owen)
|
2000-7-77 |
| 09/12/2011 | Freedom Companies, Inc., et al
Order to Cease and Desist (2011-8-02)
|
2011-8-02 |
| 06/17/2009 | 2009-9-11 | |
| 12/30/2009 | Freedom Debt Solutions, LLC
Consent Order (2009-9-17)
|
2009-9-17 |
| 08/21/2006 | Front Row Tickets a/k/a Front Row Events operating as Frontrowevents.com; Pittarelli (Anthony); Tamara (Sam); Pilling (Robert)
Front Row Tickets a/k/a Front Row Events operating as Frontrowevents.com; Pittarelli (Anthony); Tamara (Sam); Pilling (Robert)
|
2006-7-29 |
| 02/15/2023 | FTX Lend, Inc.
|
2023-06-01 |
| 07/22/2013 | G. Reynolds Sims and Associates P.C.
Consent Order (2012-9-21)
|
2012-9-21 |
| 08/05/2021 | Gabriel Phillip Sanchez
Order Denying MLO License Application (2021-16-46)
|
2021-16-46 |
| 12/09/1998 | Gambrel (Floyd Clark, Jr.)
Gambrel (Floyd Clark, Jr.)
|
1998-7-126 |
| 12/22/2017 | Garden State Securities, Inc.
Garden State Securities, Inc.
|
2016-7-07 |
| 09/14/2007 | Gary James Sroka and Joseph Terrazas
Order To Cease and Desist (2007-7-14)
|
2007-7-14 |
| 11/12/2014 | GDE Corp. d/b/a Uniburr
GDE Corp. d/b/a Uniburr
|
2014-7-06 |
| 06/03/2010 | GdF Suez SA
GdF Suez SA
|
2010-7-16 |
| 05/31/2016 | Gem State Angel Fund
Gem State Angel Fund
|
2016-7-03 |
| 11/01/2018 | George (Daniel Ray)
George (Daniel Ray)
|
2017-7-15-P |
| 10/26/2010 | George Ellsworth Cremeans, Jr.
Default Order Terminating Idaho Mortgage Loan Originator License (2010-16-16)
|
2010-16-16 |
| 08/19/2021 | George Raymondo
Order Denying MLO License Application (2021-16-49)
|
2021-16-49 |
| 12/20/2010 | GHS Solutions, LLC
Consent Order (2010-9-16)
|
2010-9-16 |
| 10/16/2003 | Gidley (David A.)
Gidley (David A.)
|
2003-7-29 |
| 06/09/2020 | 2020-16-24 | |
| 11/27/2019 | Girard (Ray Leo); MLC Enterprises Unlimited LLC
Girard (Ray Leo); MLC Enterprises Unlimited LLC
|
2019-7-03 |
| 05/14/2024 | Global Solutions Biz LLC
|
2024-09-04 |
| 02/04/2021 | Go To DRA, LLC and DRA, LLC both aka Debt Recovery Associates
Order to Cease and Desist (2021-9-01)
|
2021-9-01 |
| 04/20/2015 | Gold Mountain Management LLC; Bied (Gregorry Alyn) f/k/a Bied (Gregory Alan)
Gold Mountain Management LLC; Bied (Gregorry Alyn) f/k/a Bied (Gregory Alan)
|
2014-7-08 |
| 06/29/2010 | Gold Mountain Management LLC; Bied (Gregory Alan)
Gold Mountain Management LLC; Bied (Gregory Alan)
|
2010-7-05 |
| 05/28/1999 | Golden Cross Investments, Inc.; Mallinson (William M., Sr.); Leonard (Jeannette C.) a/k/a Levisee (Jeannette)
Golden Cross Investments, Inc.; Mallinson (William M., Sr.); Leonard (Jeannette C.) a/k/a Levisee (Jeannette)
|
1998-7-100 |
| 04/27/2010 | Goldman Sachs & Co.
Goldman Sachs & Co.
|
2010-7-11 |
| 04/03/2000 | Golfer’s Paradise, Inc.
Golfer's Paradise, Inc.
|
2000-7-29 |
| 05/24/2011 | Goodwill Finance, LLC
Consent Order (2011-6-01)
|
2011-6-01 |
| 02/21/2018 | Gordon Bolster Advisors LLC; Bolster (Gordon Lee)
Gordon Bolster Advisors LLC; Bolster (Gordon Lee)
|
2017-7-18 |
| 01/29/2003 | Gray (Delbert W)
Gray (Delbert W)
|
2003-7-06 |
| 05/07/2015 | Greenberg, Grant & Richards, Inc.
Consent Order (2015-9-03)
|
2015-9-03 |
| 10/26/2010 | 2010-16-38 | |
| 10/19/2020 | Gregory Leo Kesten
Gregory Leo Kesten
|
2017-7-15-N |
| 04/26/2018 | Grigorieff (Bill John)
Grigorieff (Bill John)
|
2017-7-17-A |
| 03/18/2013 | GTI Holdings, LLC
Order to Cease and Desist (2012-6-09)
|
2012-6-09 |
| 05/04/2017 | Hallmark Investments Inc.
Hallmark Investments Inc.
|
2017-7-08 |
| 05/09/1996 | Harris (Bennie R., II); The Havilah Company
Harris (Bennie R., II); The Havilah Company
|
1996-7-31 |
| 10/14/1997 | Harris (Jay Dee); Acquire Venture Capital Group; Acquire Venture Fund Group; Acquire Investment Group
Harris (Jay Dee); Acquire Venture Capital Group; Acquire Venture Fund Group; Acquire Investment Group
|
1997-7-58 |
| 04/15/2011 | Harrison Investments, LLC; Densmore Financial Group, Inc.; Densmore (Allan H.)
Harrison Investments, LLC; Densmore Financial Group, Inc.; Densmore (Allan H.)
|
2010-7-02 |
| 01/27/2021 | Harveer Anand
Notice of Intent (2021-16-03)Final Order (2021-16-03)
|
2021-16-03 |
| 09/27/2019 | Hawke (Jason Steven)
Hawke (Jason Steven)
|
2019-7-06 |
| 11/18/2022 | HBR VI, LLC
HBR VI, LLC
|
2020-7-05-C |
| 06/12/2019 | Healthcare Revenue Recovery Group, LLC
Consent Order (2019-9-04)Verified Complaint for Revocation of Idaho Collection Agency License (2019-9-04)
|
2019-9-04 |
| 12/03/2009 | Hegemony Partners, LP; Interfund Capital Corp.; Hepworth (David D.)
Hegemony Partners, LP; Interfund Capital Corp.; Hepworth (David D.)
|
2009-7-21 |
| 09/28/2018 | Helgeson (James Daniel)
Helgeson (James Daniel)
|
2017-7-15-J |
| 08/16/1999 | Henderson (David B.); Independent Funding Inc.
Henderson (David B.); Independent Funding Inc.
|
1999-7-49 |
| 12/19/2019 | Henry, Patrick dba Guardian Research Associates
Consent Order (2019-9-14)
|
2019-9-17 |
| 09/08/2021 | HF Holdings, Inc and Jon Rizzo
Verified Complaint (2021-9-05)Consent Order (2021-9-05)
|
2021-9-05 |
| 03/05/2020 | Hill (Ronald Melvin)
Hill (Ronald Melvin)
|
2019-7-01-A |
| 05/13/2020 | Hill, Cody C
Hill, Cody C
|
2019-7-05-B |
| 09/15/2009 | Hillside Financial Group
Order To Cease And Desist (2009-40-01)
|
2009-40-01 |
| 11/06/2018 | Hofhines (Bradley Kay)
Hofhines (Bradley Kay)
|
2017-7-17-D |
| 06/21/2011 | Holm (Douglas Paul)
Holm (Douglas Paul)
|
2001-7-03 |
| 02/10/2023 | Homebound Resources, LLC
|
2020-7-05-A |
| 01/05/2012 | Hopkins Financial Services, Inc.
Hopkins Financial Services, Inc.
|
2009-7-03 |
| 06/20/2021 | Hrehocik, Samantha
Order Denying MLO License Application (2021-16-43)
|
2021-16-43 |
| 07/31/2017 | Hughes (Gorden); Hughes Investment Group, Inc.
Hughes (Gorden); Hughes Investment Group, Inc.
|
2017-7-11 |
| 11/05/2019 | 2019-16-49 | |
| 03/18/2013 | Huskhawk Group LTD, dba Huskhawk Marketing Group and Huskhawk Marketing Company
Order to Cease and Desist (2012-6-14)
|
2012-6-14 |
| 04/03/2013 | Hydra Financial Limited Loan Fund
Amended Order to Cease and Desist (2012-6-12)
|
2012-6-12 |
| 03/18/2013 | Hydra Financial Limited Loan Fund I, dba Hydra Financial Limited Loan Fund II, Hydra Limited Loan Fund III, & Hydra Limited Loan Fund IV
Order to Cease and Desist (2012-6-12)
|
2012-6-12 |
| 11/29/2012 | I Recovery, LLC, a Nevada limited liability company
Order Revoking Collection Agency License, and Notice of the Opportunity to Initiate a Contested Case and Request a Hearing (2012-9-19)
|
2012-9-19 |
| 08/16/2007 | Idaho Real Estate Solutions LLC
Idaho Real Estate Solutions LLC
|
2007-7-25 |
| 06/11/2015 | Idaho’s Bounty Co-op, Inc.
Idaho's Bounty Co-op, Inc.
|
2015-7-05 |
| 02/22/2023 | Idalia Delacruz
|
2023-16-05 |
| 06/04/2003 | IFM Humanitarian Fund LLC; Mitchell (Keith Eugene)
IFM Humanitarian Fund LLC; Mitchell (Keith Eugene)
|
2002-7-26 |
| 07/19/2007 | Impact, Inc.; Impact Net Worth; Impact America; Impact-America.com; Impact Lending; Impact Corporate; Impact Net Worth, LLC; Catledge (James B.)
Impact, Inc.; Impact Net Worth; Impact America; Impact-America.com; Impact Lending; Impact Corporate; Impact Net Worth, LLC; Catledge (James B.)
|
2007-7-14 |
| 02/09/2023 | InboundProspect, Inc. dba Debthunch
Order to Cease and Desist (2023-09-03)
|
2023-09-03 |
| 08/04/2020 | Instant Tax Solutions, LLC
Consent Order (2020-9-03)
|
2020-9-03 |
| 10/15/2015 | Intermountain Credit Services, LLC, and Akberet Mehertab
Consent Order (2015-9-09)Amendment to Consent Order (2015-9-09) |
2015-9-09 |
| 10/06/2009 | 2009-8-02 | |
| 08/27/1999 | International Currency Management, L.L.C.; Needle (Howard W.)
International Currency Management, L.L.C.; Needle (Howard W.)
|
1998-7-109 |
| 03/20/1998 | International Funding Association
International Funding Association
|
1998-7-58 |
| 10/05/2022 | Investigative Recovery LTD LLLP and Investigative Recovery Services, LLC
Order to Cease and Desist (2022-09-07)
|
2022-09-07 |
| 03/31/2020 | Investment Adviser and Broker-Dealer Operations and Securities Issuers Filings Disruptions Resulting From Coronavirus
Investment Adviser and Broker-Dealer Operations and Securities Issuers Filings Disruptions Resulting From Coronavirus
|
2020-7-06 |
| 09/21/2020 | Investment Adviser and Broker-Dealer Operations Disruptions Resulting From Coronavirus
Investment Adviser and Broker-Dealer Operations Disruptions Resulting From Coronavirus
|
2020-7-14 |
| 04/29/2024 | Investment Advisers with Custody Solely in connection with a Standing Letter of Authorization
|
2024-7-03 |
| 10/06/2017 | Investment Retrievers, INC
Settlement Agreement and Consent Order (2017-9-20)
|
2017-9-20 |
| 01/12/2005 | Investments Eternal; Eagle International Ministries; Black (Dale R.); Black (Paula)
Investments Eternal; Eagle International Ministries; Black (Dale R.); Black (Paula)
|
2004-7-16 |
| 07/07/2017 | 2017-24-07 | |
| 09/02/2003 | J.P. Morgan Securities, Inc.
J.P. Morgan Securities, Inc.
|
2003-7-25 |
| 08/13/2024 | Jackson, Avery and Associates
Order to Cease and Desist and Notice of Opportunity To Request A Hearing |
2024-09-05 |
| 07/14/2011 | Jaffe & Asher LLP, a New York limited liability partnership
Consent Order (2011-9-10)
|
2011-9-10 |
| 10/04/2021 | 2021-16-59 | |
| 10/17/2022 | Jason Borrelli
Order Denying MLO License Application (2022-16-47)
|
2022-16-47 |
| 04/29/2021 | Jason Scalese
Order Denying MLO License Application (2021-16-21)
|
2021-16-21 |
| 10/05/2010 | 2010-16-57 | |
| 11/28/2018 | 2018-16-11 | |
| 04/15/2021 | JD Cowan & Company, LLC
JD Cowan & Company, LLC
|
2021-7-01 |
| 11/16/2012 | JDR & Associates Inc., dba Idaho Credit Repair
Order to Cease and Desist and Notice of Opportunity for a Hearing (2012-9-17)
|
2012-9-17 |
| 03/17/2022 | Jeffrey Allen, Jr.
Order Denying MLO License Application (2022-16-08)
|
2022-16-08 |
| 10/26/2010 | Jeremy Melvin Madsen
Default Order Terminating Idaho Mortgage Loan Originator License (2010-16-31)
|
2010-16-31 |
| 01/11/2023 | Jerry Joseph Whitney
Order Denying MLO License Application (2023-16-01)
|
2023-16-01 |
| 08/09/2024 | 2024-41-01 | |
| 10/17/2022 | 2022-16-46 | |
| 10/26/2010 | John Jacob Wert III
Default Order Terminating Idaho Mortgage Loan Originator License (2010-16-67)
|
2010-16-67 |
| 10/05/2010 | John Michael Reddington
Consent Order to Terminate Mortgage Loan Originator License (2010-16-46)
|
2010-16-46 |
| 08/30/2021 | John Patrick Degroot, Jr.
Order Denying MLO License Application (2021-16-52)
|
2021-16-52 |
| 07/16/2009 | John Thomas Financial; Molinaro (Michael R.); Lorenzo (Gregg C.)
John Thomas Financial; Molinaro (Michael R.); Lorenzo (Gregg C.)
|
2008-7-11 |
| 05/24/2004 | Johnson (Ronald W.)
Johnson (Ronald W.)
|
2004-7-04 |
| 12/23/2020 | 2020-16-70 | |
| 11/29/2021 | Jorge Angel Fernandez
Order Denying MLO License Application (2021-16-74)
|
2021-16-74 |
| 11/22/2013 | 2013-16-02 | |
| 10/26/2010 | 2010-16-06 | |
| 11/10/2021 | Joseph Chasar
Order Denying MLO License Application (2021-16-70)
|
2021-16-70 |
| 11/14/2023 | 2023-16-16 | |
| 10/26/2010 | 2010-16-44 | |
| 10/26/2010 | Joshua Gary Christian
Default Order Terminating Idaho Mortgage Loan Originator License (2010-16-11)
|
2010-16-11 |
| 11/04/2021 | Joyce Tolbert
Order Denying MLO License Application (2021-16-68)
|
2021-16-68 |
| 07/30/2009 | JPMorgan Chase & Co.
JPMorgan Chase & Co.
|
2009-7-20 |
| 07/27/2015 | JSD Management, Inc., dba James Stevens & Daniels
Consent Order (2015-9-07)
|
2015-9-07 |
| 02/02/2022 | Justin Kautz
Order Denying MLO License Application (2022-16-02)
|
2022-16-02 |
| 08/07/2020 | 2020-16-42 | |
| 07/01/2021 | 2021-16-32 | |
| 10/26/2010 | 2010-16-45 | |
| 07/01/2021 | Kaidge Gannon
Order Denying MLO License Application (2021-16-33)
|
2021-16-33 |
| 05/19/2022 | Kailey Anne Frazier
Consent Order (2022-16-21)Order Denying MLO License Application (2022-16-21)
|
2022-16-21 |
| 02/22/2021 | Kaitlin Horton
Notice of Intent (2021-16-12)Final Order (2021-16-12)
|
2021-16-12 |
| 06/09/2005 | Karel (Vondean Renee)
Karel (Vondean Renee)
|
2005-7-18 |
| 04/13/2021 | Karen Lynn Hoagland; and All-Star Staffing, LLC
Karen Lynn Hoagland; and All-Star Staffing, LLC
|
2020-7-15 |
| 06/09/2010 | Karl Richard Aguilera
Consent Order (2010-16-02)
|
2010-16-02 |
| 05/22/2020 | 2020-16-22 | |
| 02/24/2022 | Kennedi Hall
Consent Order (2021-16-78)
|
2021-16-78 |
| 10/26/2010 | Kenneth Craig Taitt
Default Order Terminating Idaho Mortgage Loan Originator License (2010-16-61)
|
2010-16-61 |
| 05/02/2022 | Kenneth Finsand II
Order Denying MLO License Application (2022-16-19)
|
2022-16-19 |
| 09/06/2012 | Kern (Robert E.)
Kern (Robert E.)
|
2012-7-09 |
| 11/03/2021 | Kevin Johnson
Order Denying MLO License Application (2021-16-65)
|
2021-16-65 |
| 07/09/2019 | 2019-16-35 | |
| 09/10/2024 | Kimberly Jean Walker
Order Denying MLO License Application and Notice of the Opportunity To Appeal |
2024-16-14 |
| 05/27/2021 | Kira Dionne Griffin
Order Denying MLO License Application (2021-16-25)
|
2021-16-25 |
| 09/18/1997 | Kirsch (Vincent)
Kirsch (Vincent)
|
1997-7-113 |
| 04/03/2018 | Kornfeld (Barry Michael); First Financial Tax Group
Kornfeld (Barry Michael); First Financial Tax Group
|
2017-7-15-C |
| 10/26/2010 | Kraige Michael Clark
Default Order Terminating Idaho Mortgage Loan Originator License (2010-16-13)
|
2010-16-13 |
| 10/29/2020 | 2020-16-64 | |
| 10/26/2010 | Kristin Noel Pechstein
Default Order Terminating Idaho Mortgage Loan Originator License (2010-16-41)
|
2010-16-41 |
| 06/28/2022 | Kronos Saashr, Inc.
Agreement and Order - 2022/06/28 (2022-12-01)
|
2022-12-01 |
| 11/03/2021 | 2021-16-66 | |
| 07/25/2024 | 2024-16-12 | |
| 10/22/2024 | Larance Andrew Mooshagian
Order Denying MLO License Application and Notice of the Opportunity to Appeal |
2024-16-15 |
| 09/30/2010 | Laura Kae Fischer
Consent Order to Terminate Mortgage Loan Originator License (2010-16-22)
|
2010-16-22 |
| 10/06/2022 | 2022-16-45 | |
| 10/26/2010 | 2010-16-37 | |
| 12/18/2019 | 2019-16-52 | |
| 10/29/2012 | Law Offices of Andreu, Palma & Andreu, PL
Consent Order (2012-9-14)
|
2012-9-14 |
| 07/20/2021 | Leach, Robert Edward
Order Denying MLO License Application (2021-16-44)
|
2021-16-44 |
| 10/08/2014 | Legal and Debt Recovery
Order to Cease and Desist (2014-9-05)
|
2014-9-05 |
| 08/24/2015 | Legal Loan Repair, LLC
Consent Order (2015-8-01)
|
2015-8-01 |
| 09/08/2003 | Lehman Brothers, Inc.
Lehman Brothers, Inc.
|
2003-7-23 |
| 06/21/2013 | Leland Energy, Inc.
Leland Energy, Inc.
|
2012-7-04-B |
| 11/05/2021 | Lend Connect, LLC
Consent Order (2012-6-05)
|
2012-6-05 |
| 10/04/2021 | Leron Walker
Order Denying MLO License Application (2021-16-57)
|
2021-16-57 |
| 08/09/2022 | Liberman Guzman
Order Denying MLO License Application (2022-16-35)
|
2022-16-35 |
| 01/09/2014 | Liberty Loans, LLC
Consent Order (2013-6-03)
|
2013-6-03 |
| 02/23/2017 | Lifelong Investment Management Services LLC; Lee (Eric)
Lifelong Investment Management Services LLC; Lee (Eric)
|
2017-7-03 |
| 12/11/2019 | Like Love, LLC
Like Love, LLC
|
2019-7-12 |
| 06/28/1996 | Lindgren (Gary M.); McFarland (Michael B.)
Lindgren (Gary M.); McFarland (Michael B.)
|
1996-7-83 |
| 10/26/2010 | Lindsay Rachelle Osborn
Default Order Terminating Idaho Mortgage Loan Originator License (2010-16-40)
|
2010-16-40 |
| 03/02/2000 | LinkNet, Inc. f/k/a INFOLINK, Inc.
LinkNet, Inc. f/k/a INFOLINK, Inc.
|
2000-7-09 |
| 11/17/2009 | Lisa Segura Trevino
Order To Pay Restitution Penalties, And Costs (2009-41-01)
|
2009-41-01 |
| 10/19/2009 | 2007-05-01 | |
| 10/26/2010 | Lisa-Marie Thompson
Default Order Terminating Idaho Mortgage Loan Originator License (2010-16-62)
|
2010-16-62 |
| 07/22/2013 | Litster (Jeremy)
Litster (Jeremy)
|
2013-7-08 |
| 03/19/2013 | LIV Management, LLC
LIV Management, LLC
|
2013-7-02 |
| 08/30/1996 | Lloyds of London
Lloyds of London
|
1996-7-100 |
| 05/11/2010 | LoanPointe, LLC and Eastbrook LLC also dba Ecash and GeteCash
Order To Cease And Desist (2010-6-01)
|
2010-6-01 |
| 04/28/1998 | Loeschner (Ted)
Loeschner (Ted)
|
1998-7-67 |
| 11/03/2021 | London Knight
Order Denying MLO License Application (2021-16-64)
|
2021-16-64 |
| 10/26/2010 | 2010-16-08 | |
| 04/11/2003 | Lost Rivers Hospital District d/b/a Lost Rivers Medical Center; Tibbitts (Steve); Burroughs (Kathy); Van Etten (Cary); Vaden (Bob); Lagomarsino (Ann); Jensen (Warren); Pacheco (Debbie); Drussell (Sandra)
Lost Rivers Hospital District d/b/a Lost Rivers Medical Center; Tibbitts (Steve); Burroughs (Kathy); Van Etten (Cary); Vaden (Bob); Lagomarsino (Ann); Jensen (Warren); Pacheco (Debbie); Drussell (Sandra)
|
2003-7-09 |
| 12/31/2018 | LPL Financial LLC
LPL Financial LLC
|
2018-7-03 |
| 11/18/2010 | Magic Valley Credit Repair, LLC
Consent Order (2010-9-14)
|
2010-9-14 |
| 01/31/2017 | Magic Valley Finance, Inc.
Consent Order (2016-6-01)
|
2016-6-01 |
| 07/08/2022 | 2022-09-02 | |
| 09/10/2017 | Mann Mortgage, LLC
Consent Order (2017-8-02)
|
2017-8-02 |
| 06/28/2021 | Manuel Barela
Order Denying MLO License Applciation (2021-16-31)
|
2021-16-31 |
| 01/30/2024 | 2024-16-02 | |
| 04/19/2022 | Marcos Viana
Order Denying MLO License Application (2022-16-18)
|
2022-16-18 |
| 10/26/2010 | 2010-16-37 | |
| 04/02/2024 | 2024-16-07 | |
| 03/24/2022 | 2022-16-15 | |
| 06/06/2022 | Martha Hankins Johnson
Order Denying MLO License Application (2022-16-28)
|
2022-16-28 |
| 07/23/2019 | 2019-16-57 | |
| 03/28/2012 | 2012-16-05 | |
| 12/10/2018 | Matheson (Daniel J.)
Matheson (Daniel J.)
|
2017-7-15-M |
| 08/30/2021 | Matthew Cole
Order Denying MLO License Application (2021-16-53)
|
2021-16-53 |
| 10/26/2010 | 2010-16-28 | |
| 03/02/2000 | May (Stephen P.) d/b/a Hotstocks.org; Options and Solutions, Inc.
May (Stephen P.) d/b/a Hotstocks.org; Options and Solutions, Inc.
|
2000-7-03 |
| 08/03/2022 | McCarthy, Kevin; Merchant Savings, LLC; and Mastermind Web Development LLC.
McCarthy, Kevin; Merchant Savings, LLC; and Mastermind Web Development LLC.
|
2020-7-09 |
| 10/23/2003 | McDonald Investments, Inc.
McDonald Investments, Inc.
|
2003-7-01 |
| 09/17/2012 | McGuigan Law Office, LLC
Consent Order (2012-9-08)
|
2012-9-08 |
| 10/20/2010 | McIntosh (W.M. “Bill”)
McIntosh (W.M. "Bill")
|
2010-7-01 |
| 04/22/2021 | Melanie Geist
Order Denying MLO License Application (2021-16-20)
|
2021-16-20 |
| 03/31/2021 | Melvonne Sharisse Geiger
Order Denying MLO License Application (2021-16-14)
|
2021-16-14 |
| 01/17/2023 | Merchants and Professional Bureau, Inc.
Verified Complaint (2023-9-01)Consent Order (2023-9-01)
|
2023-9-01 |
| 05/22/2020 | Meridian National Title Inc.
Agreement and Order - 2020/05/22 (2020-18-02)
|
2020-18-02 |
| 06/18/2009 | Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith Incorporated
|
2009-7-14 |
| 06/28/2002 | Merrill Lynch, Pierce, Fenner & Smith, Inc.
Merrill Lynch, Pierce, Fenner & Smith, Inc.
|
2002-7-19 |
| 03/07/2024 | 2024-16-05 | |
| 11/29/2010 | 2010-16-35 | |
| 05/08/2023 | Michael Moran
|
2023-16-11 |
| 10/26/2010 | Michael Peter Segovia
Default Order Terminating Idaho Mortgage Loan Originator License (2010-16-54)
|
2010-16-54 |
| 10/19/2021 | Michael Timoschuk
Order Denying MLO License Application (2021-16-62)
|
2021-16-62 |
| 10/26/2010 | Michael Tobey Minier
Default Order Terminating Idaho Mortgage Loan Originator License (2010-16-33)
|
2010-16-33 |
| 08/20/2020 | 2020-16-47 | |
| 05/24/2018 | Midwest Recovery Systems, LLC
Order to Cease and Desist (2018-9-02)
|
2018-9-02 |
| 06/05/2024 | Milford James Faylor
ORDER TO CEASE AND DESIST AND NOTICE OF OPPORTUNITY FOR A HEARING (06/05/2024) |
2022-7-12 |
| 09/30/2008 | Millennial Financial Group, Inc.; Mackey (Tyree); King (Jeremy); Miner (Pat G.)
Millennial Financial Group, Inc.; Mackey (Tyree); King (Jeremy); Miner (Pat G.)
|
2007-7-35 |
| 11/10/2021 | 2021-16-71 | |
| 02/06/2013 | 2012-9-18 | |
| 07/15/2021 | Mircea Sauciuc
Order Denying MLO License Application (2021-16-39)
|
2021-16-39 |
| 09/24/2012 | Mjollnir Group, Inc.
Consent Order (2012-9-12)
|
2012-9-12 |
| 07/02/2024 | 2024-16-11 | |
| 03/27/2023 | Montego Germany, Jr.
|
2023-16-07 |
| 09/19/2012 | Morgan Asset Management, Inc.; Morgan Keegan & Company
Morgan Asset Management, Inc.; Morgan Keegan & Company
|
2012-7-05 |
| 05/05/2010 | Morgan Stanley & Co. Incorporated
Morgan Stanley & Co. Incorporated
|
2010-7-07 |
| 02/07/2006 | Morgan Stanley DW Inc.
Morgan Stanley DW Inc.
|
2005-7-30 |
| 04/07/2014 | Mortgage Investors Corporation dba Amerigroup Mortgage Corporation
Consent Order (2013-8-02)
|
2013-8-02 |
| 11/17/2022 | 2022-9-10 | |
| 06/07/2004 | Multi-Financial Securities Corporation; Batten (James A.); Lodge (James E.)
Multi-Financial Securities Corporation; Batten (James A.); Lodge (James E.)
|
2002-7-17 |
| 09/28/2022 | 2022-16-44 | |
| 08/19/2022 | Murimi Kabugi Irungu
Order Denying MLO License Application (2022-16-36)
|
2022-16-36 |
| 09/28/2022 | Mychal Deleon
Order Denying MLO License Application (2022-16-42)
|
2022-16-42 |
| 11/25/2014 | Myriad Capital Management, Inc., a Florida Corporation, dba Stone Whitman & Associates
Order to Cease and Desist (2014-9-07)
|
2014-9-07 |
| 10/26/2010 | 2010-16-07 | |
| 04/20/2009 | National Foreclosure Relief, Inc., a Nevada Corporation
Order To Cease And Desist (2009-9-10)
|
2009-9-10 |
| 11/23/2021 | National Homeowner Services
Order to Cease and Desist (2021-41-02)
|
2021-41-02 |
| 01/20/2010 | National Patient Account Services, Inc.
Consent Order (2010-9-15)
|
2010-9-15 |
| 01/10/2017 | National Principal Group, LLC
Order to Cease and Desist (2016-9-04)
|
2016-9-04 |
| 12/08/2021 | National Processing Headquarters
Order to Cease and Desist (2021-41-03)
|
2021-41-03 |
| 12/06/1997 | Nations International, LLC a/k/a Nations International Trading, LLC; Lloyd (Glenn Earl, II)
Nations International, LLC a/k/a Nations International Trading, LLC; Lloyd (Glenn Earl, II)
|
1997-7-142 |
| 10/23/2018 | Nationwide Collections
Order to Cease and Desist (2018-9-03)
|
2018-9-03 |
| 11/23/2020 | 2020-9-02 | |
| 11/12/2014 | 2014-9-04 | |
| 04/19/2021 | Neil David Anders
Order Denying MLO License Application (2021-16-18)
|
2021-16-18 |
| 06/15/2021 | Neil Dumatol
Order Denying MLO License Application (2021-16-27)
|
2021-16-27 |
| 03/24/2000 | New Times Securities Services, Inc.
New Times Securities Services, Inc.
|
2000-7-02 |
| 01/31/2023 | Nexo Capital Inc; Nexo Inc; Nexo Financial Inc; Trenchev, Antoni
|
2023-07-01 |
| 02/13/2019 | 2019-16-06 | |
| 08/07/2020 | 2020-9-04 | |
| 08/19/2021 | Nicholas Cooper
Order Denying MLO License Application (2021-16-48)
|
2021-16-48 |
| 12/28/2021 | Nicholas Nielsen
Order Denying MLO License Application (2021-16-82)
|
2021-16-82 |
| 06/05/2024 | Nicholas R Helland
Order Denying MLO License Application and Notice of Opportunity To Appeal |
2024-16-10 |
| 09/27/2005 | Niece (Richard C.); Gardner (Philip); Seascape Management Co., LLC; First Security Investor Services, Inc.; Van Kasper LLC
Niece (Richard C.); Gardner (Philip); Seascape Management Co., LLC; First Security Investor Services, Inc.; Van Kasper LLC
|
2005-7-27 |
| 10/27/2005 | Niece (Richard C.); Gardner (Philip); Seascape Management Co., LLC; Wells Fargo Securities LLC
Niece (Richard C.); Gardner (Philip); Seascape Management Co., LLC; Wells Fargo Securities LLC
|
2005-7-29 |
| 09/23/2019 | 2019-16-43 | |
| 09/23/2019 | Nightingale (Jason)
Nightingale (Jason)
|
2019-7-05-G |
| 04/20/2017 | Ocwen Loan Servicing, LLC
Consent Order (2017-8-03)
Order to Cease and Desist (2017-8-03)
|
2017-8-03 |
| 06/30/1997 | Ohio Company (The)
Ohio Company (The)
|
1997-7-43 |
| 10/11/2022 | Oliver Wright & Associates
Order to Cease and Desist (2022-9-08)
|
2022-9-08 |
| 02/22/2021 | Omar Blanco-Gomez
Consent Order (2021-16-13)Verified Complaint for Revocation (2021-16-13)
|
2021-16-13 |
| 08/18/1997 | ORB Industries, Inc; Hight (Charles C.)
ORB Industries, Inc; Hight (Charles C.)
|
1996-7-142 |
| 10/25/2022 | Orion Payment Solutions, et al.
Order to Cease and Desist (2022-09-09)Consent Order (2022-09-09)
|
2022-09-09 |
| 06/12/2020 | 2020-16-29 | |
| 11/08/2016 | OTCQX Best Market
OTCQX Best Market
|
2016-7-03 |
| 09/15/2009 | Outside Credit Solutions
Order To Cease And Desist (2009-40-02)
|
2009-40-02 |
| 12/16/2015 | 2015-9-11 | |
| 05/09/1996 | PaineWebber Inc.
PaineWebber Inc.
|
1996-7-61 |
| 01/27/2009 | Palmer (Daren L.); Trigon Inc.
Palmer (Daren L.); Trigon Inc.
|
2009-7-02 |
| 06/09/2020 | 2020-16-23 | |
| 10/26/2010 | Patrick Anthony Sanchez
Default Order Terminating Idaho Mortgage Loan Originator License (2010-16-50)
|
2010-16-50 |
| 03/08/2010 | Paul & Associates Law Offices, PLLC dba Paul Law Offices, a Utah professional limited liability company,
Consent Order (2010-9-05)
|
2010-9-05 |
| 10/29/2020 | Paul Fredrick Johnson
Paul Fredrick Johnson
|
2017-7-15-B |
| 11/03/2021 | Paul Salcido, Jr
Order Denying MLO License Application (2021-16-67)
|
2021-16-67 |
| 04/23/2020 | Paychex Holdings, LLC, Paychex, Inc.
Agreement and Order - 04/23/2020 (2020-12-03)
|
2020-12-03 |
| 12/16/2020 | Paylocity Corporation
Agreement and Order - 2020/12/16 (2020-12-08)
|
2020-12-08 |
| 10/18/2024 | Payservices, INC. and Payservices Bank
|
2024-41-02 |
| 11/17/1999 | PC-Hut Enterprises; Russell (Rodney A.)
PC-Hut Enterprises; Russell (Rodney A.)
|
1999-7-30 |
| 10/26/2010 | Pedro Enrique Sanchez
Default Order Terminating Idaho Mortgage Loan Originator License (2010-16-51)
|
2010-16-51 |
| 01/23/2018 | Pedro Yesid Silva and Silmex Inc.
Agreement and Order - 01/23/2018 (2017-12-03)
|
2017-12-03 |
| 04/01/2013 | Pennaluna and Company
Pennaluna and Company
|
2013-7-01 |
| 07/09/2014 | Permissible Investments Pursuant to the Idaho Money Transmitters Act
Order - 07/09/2014 (2014-12-01)
|
2014-12-01 |
| 08/04/2022 | Peter Galvez
Order Denying MLO License Application (2022-16-33)
|
2022-16-33 |
| 04/01/2021 | Peter Joel Carlin
Order Denying MLO License Application (2021-16-15)
|
2021-16-15 |
| 02/20/2019 | 2019-16-04 | |
| 10/17/2022 | Petro Rock Mineral Holdings, LLC; Homebound Resources, LLC; Homebound Financial Group, LP; Homebound, Inc;
Resolute Capital Partners, LTD; Toth, Stefan Tiberiu; Etheredge, Teddy Dale; Powell, Thomas Joseph; Choice Energy
Petro Rock Mineral Holdings, LLC; Homebound Resources, LLC; Homebound Financial Group, LP; Homebound, Inc;
Resolute Capital Partners, LTD; Toth, Stefan Tiberiu; Etheredge, Teddy Dale; Powell, Thomas Joseph; Choice Energy
|
2020-7-05-B |
| 12/29/2017 | PHH Mortgage Corp
Settlement Agreement and Consent Order (2017-12-29)
|
2017-12-29 |
| 08/30/2012 | Pinnacle Capital Mortgage Corporation
Consent Order (2012-8-02)
|
2012-8-02 |
| 09/29/2020 | Pioneer Law Firm, P.C.
Consent Order (2020-9-05)
|
2020-9-05 |
| 07/29/2019 | Powell (Ross Clark)
Powell (Ross Clark)
|
2019-7-05-D |
| 03/30/2004 | Preston (Timothy Fred)
Preston (Timothy Fred)
|
2003-7-40 |
| 07/29/2014 | Primary Enterprises, Inc. d/b/a Low Book Auto Sales; Crane (Howard A.)
Primary Enterprises, Inc. d/b/a Low Book Auto Sales; Crane (Howard A.)
|
2010-7-22 |
| 07/28/2022 | Prime Trust, LLC.
Agreement and Order - 2022/07/28 (2022-12-05)
|
2022-12-05 |
| 03/27/2001 | Prime Yield, Inc.; Carter (Bruce Edward); Zalewski (Dariusz a/k/a “Darek”)
Prime Yield, Inc.; Carter (Bruce Edward); Zalewski (Dariusz a/k/a "Darek")
|
2001-7-09 |
| 11/19/2020 | Primepay, LLC.
Agreement and Order - 11/19/2020 (2020-12-07)
|
2020-12-07 |
| 12/27/2016 | Procollect, INC.
Order to Cease and Desist (2016-9-06)
|
2016-9-06 |
| 09/24/2012 | ProEquities, Inc.
ProEquities, Inc.
|
2012-7-13 |
| 09/28/2010 | Professional Recovery Consultants, Inc., a North Carolina corporation
Consent Order (2010-9-09)
|
2010-9-09 |
| 01/18/2013 | Profits Plus Capital Management, LLC
Profits Plus Capital Management, LLC
|
2010-7-20 |
| 05/27/2019 | Prominent Escrow Service, Inc. & Quality Escrow, Inc.
Agreement and Order - 05/27/2019 (2019-18-04)
|
2019-18-04 |
| 06/02/2005 | QuickDinero
Agreement and Order - 06/02/2005 (2005-12-01)
|
2005-12-01 |
| 10/13/2023 | Quilici Asset Management, LLC
|
2023-7-11 |
| 07/01/2021 | Quy Ngoc Huynh
Order Denying MLO License Application (2021-16-35)
|
2021-16-35 |
| 05/22/2020 | Qwikescrow, d/b/a www.qwikescrow.com
Cease and Desist 2020/05/22 (2020-18-03)
|
2020-18-03 |
| 11/03/2022 | 2022-16-48 | |
| 04/20/2020 | Racusen, Robert
2020-16-15 - Order Denying MLO License Application
|
2020-16-15 |
| 06/29/2022 | Rafael Avila
Order Denying MLO License Application (2022-16-30)
|
2022-16-30 |
| 07/28/2022 | Ram Payment, LLC.
Agreement and Order - 2022/07/28 (2022-12-04)
|
2022-12-04 |
| 08/25/2022 | Randy Barnette
Order Denying MLO License Application (2022-16-39)
|
2022-16-39 |
| 04/22/2011 | Rauch-Milliken International, Inc.
Consent Order (2011-9-08)
|
2011-9-08 |
| 04/08/2019 | Rauch-Milliken International, Inc.
|
2019-9-01 |
| 09/03/2013 | Ray (Doyle G.); Financial Consulting Incorporated
Ray (Doyle G.); Financial Consulting Incorporated
|
2010-7-08 |
| 10/03/2011 | Raymond James & Associates, Inc.; Raymond James Financial Services, Inc.
Raymond James & Associates, Inc.; Raymond James Financial Services, Inc.
|
2011-7-15 |
| 07/14/2009 | RBC Capital Markets Corp.
RBC Capital Markets Corp.
|
2009-7-15 |
| 01/17/2014 | RBC Capital Markets, LLC
RBC Capital Markets, LLC
|
2013-7-10 |
| 04/03/2013 | Regional Adjustment Bureau Inc.
Order to Cease and Desist (2013-9-02)
|
2013-9-02 |
| 07/19/2005 | Registration Exemption for a Transaction In a Note, Bond, Debenture or Other Evidence Of Indebtedness Secured by a Mortgage or Other Security Agreement
Registration Exemption for a Transaction In a Note, Bond, Debenture or Other Evidence Of Indebtedness Secured by a Mortgage or Other Security Agreement
|
2005-7-19 |
| 10/19/2020 | Registration Exemption for Investment Advisers to Private Funds
Registration Exemption for Investment Advisers to Private Funds
|
2020-7-16 |
| 12/08/2023 | Registration Exemption for Investment Advisers whose only Clients are Insurance Companies
|
2023-7-15 |
| 06/17/2005 | Registration Exemption for Transactions Between Financial Professionals and/or Clients Displaced as a Result of Hurricane Katrina
Registration Exemption for Transactions Between Financial Professionals and/or Clients Displaced as a Result of Hurricane Katrina
|
2005-7-25 |
| 09/11/2015 | Regulation A Tier 2
Regulation A Tier 2
|
2015-7-09 |
| 06/29/2019 | 2019-16-33 | |
| 10/12/2011 | Reliant Capital Solutions, LLC
Consent Order (2011-9-12)
|
2011-9-12 |
| 02/21/2017 | Reliant Escrow Transaction & Coordination
Order to Cease and Desist and Notice of the Opportunity for a Hearing - 02/21/2017 (2017-18-01)
|
2017-18-01 |
| 01/25/2013 | Reliant Support Services, Inc., a California corporation
Order to Cease and Desist (2012-9-06)
|
2012-9-06 |
| 04/27/2010 | Relief Law Center, also known as USA Loan Auditors
Order To Cease And Desist (2010-8-01)
|
2010-8-01 |
| 07/01/2021 | Renata Deoliveira
Order Denying MLO License Application (2021-16-34)
|
2021-16-34 |
| 09/24/2010 | Renee Lynn Dickinson
Consent Order to Terminate Mortgage Loan Originator License (2010-16-18)
|
2010-16-18 |
| 10/26/2010 | Richard Christopher Hardy
Default Order Terminating Idaho Mortgage Loan Originator License (2010-16-25)
|
2010-16-25 |
| 09/21/2009 | 2009-16-07 | |
| 07/15/2021 | Richard Hillman
Order Denying MLO License Application (2021-16-41)
|
2021-16-41 |
| 10/26/2010 | Richard Scott Ferguson
Default Order Terminating Idaho Mortgage Loan Originator License (2010-16-21)
|
2010-16-21 |
| 12/17/2015 | 2015-9-10 | |
| 09/28/2022 | Robert Harrison
Order Denying MLO License Application (2022-16-43)
|
2022-16-43 |
| 10/07/2010 | Robert James Lewis IV
Consent Order to Terminate Mortgage Loan Originator License (2010-16-72)
|
2010-16-72 |
| 10/26/2010 | Robert Terrell Cooper
Default Order Terminating Idaho Mortgage Loan Originator License (2010-16-15)
|
2010-16-15 |
| 12/17/2013 | Roberts (Douglas S.)
Roberts (Douglas S.)
|
2013-7-08-A |
| 06/12/2017 | Roberts (Teddy L.)
Roberts (Teddy L.)
|
2017-7-09 |
| 06/23/2023 | Robinhood Financial, LLC
|
2023-07-03 |
| 01/16/2008 | Rodgers (Trecia D.) d/b/a Rodgers Financial Services
Rodgers (Trecia D.) d/b/a Rodgers Financial Services
|
2007-7-38 |
| 06/28/2021 | Rodney Sorrentino, Jr.
Order Denying MLO License Application (2021-16-30)
|
2021-16-30 |
| 08/05/2021 | Ronald Devaughn Jones
Order Denying MLO License Application (2021-16-47)
|
2021-16-47 |
| 04/19/2022 | Ronald Siegel
Order Denying MLO License Application (2022-16-17)
|
2022-16-17 |
| 12/21/2023 | Rongistrvautosales.com; Auto Sales Group, LLC; AAAEquiplag, LLC; Larry Gibbs; Darius Petronis
Order to Cease and Desist and Notice of Opportunity for a Hearing(12/21/2023) |
2023-41-03 |
| 05/14/2024 | Rosenthal and Thomas Inc
|
2024-09-03 |
| 12/17/2012 | Royal Wealth Management, Inc. d/b/a Northstar Capital; Royal (Brian M.)
Royal Wealth Management, Inc. d/b/a Northstar Capital; Royal (Brian M.)
|
2011-7-11 |
| 12/31/2001 | RPM Machine, Inc.; Riegert (Franz); Riegert (Fae A.)
RPM Machine, Inc.; Riegert (Franz); Riegert (Fae A.)
|
2001-7-44 |
| 10/03/2019 | 2019-16-46 | |
| 05/19/2017 | Russ Trading Inc.; Russo (Nicolas, Jr.); Cactus Partners LP.
Russ Trading Inc.; Russo (Nicolas, Jr.); Cactus Partners LP.
|
2017-7-10 |
| 10/26/2010 | Russell Jeremy Carpenter
Default Order Terminating Idaho Mortgage Loan Originator License (2010-16-09)
|
2010-16-09 |
| 10/26/2010 | Ryan Michael Wilkerson
Default Order Terminating Idaho Mortgage Loan Originator License (2010-16-69)
|
2010-16-69 |
| 06/29/2022 | 2022-16-31 | |
| 10/17/2022 | S & W Payroll Services, L.L.C., d/b/a Netchex
Agreement and Order - 2022/10/17 (2022-12-6)
|
2022-12-6 |
| 04/29/2021 | 2021-16-22 | |
| 10/25/2023 | Safeguard Metals LLC; Ikahn, Jeffrey
Administrative Order
|
2022-07-01 |
| 11/19/2019 | 2019-16-50 | |
| 10/02/2020 | Sandra Jackson
Final Order (2020-16-57)Notice of Intent (2020-16-57)
|
2020-16-57 |
| 12/16/2019 | 2019-16-53 | |
| 10/19/2016 | 2016-16-02 | |
| 05/19/2022 | Schaphir Joachin
Order Denying MLO License Application (2022-16-25)
|
2022-16-25 |
| 01/26/1999 | Schiess (Gary K.)
Schiess (Gary K.)
|
1998-7-68 |
| 01/29/2004 | Schiess (Gary)
Schiess (Gary)
|
2003-7-38 |
| 11/14/2023 | 2023-16-15 | |
| 03/03/2022 | Scott Christian
Order Denying MLO License Application (2022-16-06)
|
2022-16-06 |
| 01/10/2022 | Scott Crites
Order Denying MLO License Application (2022-16-01)
|
2022-16-01 |
| 02/02/2022 | 2022-16-03 | |
| 03/17/2017 | SeaQuest Holdings LLC; Covino (Vince)
SeaQuest Holdings LLC; Covino (Vince)
|
2017-7-05 |
| 02/04/2011 | Seattle Service Bureau, Inc., dba National Service Bureau
Consent Order (2011-9-01)
|
2011-9-01 |
| 10/04/2021 | Seedtrust, LLC.
Agreement And Order - 2021/10/04 (2021-18-01)
|
2021-18-01 |
| 06/29/2020 | Selway Asset Management Inc., and Mark Matsko
Selway Asset Management Inc., and Mark Matsko
|
2019-7-02 |
| 07/28/2008 | Set Advisors LLC
Set Advisors LLC
|
2007-7-39 |
| 07/15/2021 | Shalynn Tickle
Order Denying MLO License Application (2021-16-38)
|
2021-16-38 |
| 10/26/2010 | 2010-16-66 | |
| 04/02/2020 | 2020-16-11 | |
| 03/15/2023 | Shaunte McArthur
|
2023-16-06 |
| 10/12/2006 | Shaw (Michael RW) a/k/a Michael R. Shaw d/b/a Michael Shaw Ministries and d/b/a MSM Ministries,
Shaw (Michael RW) a/k/a Michael R. Shaw d/b/a Michael Shaw Ministries and d/b/a MSM Ministries,
|
2006-7-24 |
| 11/29/2021 | Shawn Vincent Ryan
Order Denying MLO License Application (2021-16-75)
|
2021-16-75 |
| 03/18/2013 | Shoreline Online, LLC
Order to Cease and Desist (2012-6-06)
|
2012-6-06 |
| 06/30/2009 | Sierra Capital Services, Inc
Consent Order (2009-9-04)
|
2009-9-04 |
| 09/10/2020 | Signalwise, LLC., and William Stern
Signalwise, LLC., and William Stern
|
2020-7-08 |
| 03/21/2024 | Sigue Corporation
|
|
| 01/04/2010 | Simon (Peter A.) d/b/a Financial Planning Solutions
Simon (Peter A.) d/b/a Financial Planning Solutions
|
2009-7-26 |
| 11/25/2014 | Simple Recovery Solutions, LLC
Order to Cease and Desist (2014-9-08)
|
2014-9-08 |
| 04/27/2015 | Simpson (Mark Cole); Simpson Hughes Financial LLC
Simpson (Mark Cole); Simpson Hughes Financial LLC
|
2013-7-14 |
| 04/17/2000 | Sisbro Portfolio Consultants, LLC
Sisbro Portfolio Consultants, LLC
|
2000-7-36 |
| 06/26/2012 | 2012-8-01 | |
| 12/15/2015 | Smart Payment Plan, LLC
Agreement and Order - 12/15/2015 (2015-12-01)
|
2015-12-01 |
| 06/02/2005 | Smiley (Jack Lee); Iraqi Investment (The)
Smiley (Jack Lee); Iraqi Investment (The)
|
2005-7-15 |
| 07/27/2000 | Smith (Paul H.); Munson (Steve)
Smith (Paul H.); Munson (Steve)
|
2000-7-46 |
| 11/13/2008 | Smith (Paul Horton, Sr.)
Smith (Paul Horton, Sr.)
|
2008-7-10 |
| 03/09/2020 | Solium Financial Services LLC
Solium Financial Services LLC
|
2019-7-13 |
| 05/09/2003 | Sonic Universal Investment Club d/b/a sonic.universal.com; Wilder (Daryl A.)
Sonic Universal Investment Club d/b/a sonic.universal.com; Wilder (Daryl A.)
|
2003-7-02 |
| 06/14/2005 | Spears (Mary F)
Spears (Mary F)
|
2005-7-01 |
| 06/27/2011 | Spencer (Karl Kent) d/b/a Yes Funding
Spencer (Karl Kent) d/b/a Yes Funding
|
2011-7-02 |
| 10/11/2011 | STA International, Inc.
Consent Order (2011-9-18)
|
2011-9-18 |
| 03/31/2023 | Stacey Courtois
|
2023-16-08 |
| 01/25/2013 | Standley and Associates, LLC
Order to Cease and Desist (2012-9-22)
|
2012-9-22 |
| 03/28/2002 | Starcash, Inc.; Infinity Services, Inc.; Ackersly (John); LeClercq (Jeanne)
Starcash, Inc.; Infinity Services, Inc.; Ackersly (John); LeClercq (Jeanne)
|
2002-7-07 |
| 10/29/2010 | Stephanie Nicole Pena
Default Order Terminating Idaho Mortgage Loan Originator License (2010-16-77)
|
2010-16-77 |
| 11/23/2021 | Stephen Paul May; Options & Solutions Inc.
Stephen Paul May; Options & Solutions Inc.
|
2021-7-02 |
| 11/23/2020 | Steven Gronlund
Consent Order (2020-16-50)
|
2020-16-50 |
| 05/19/2022 | 2022-16-22 | |
| 12/20/2021 | Steven Lynn Deyoung
Order Denying MLO License Application (2021-16-79)
|
2021-16-79 |
| 06/11/2015 | 2015-16-02 | |
| 06/15/2021 | Steven Shelby
Order Denying MLO License Application (2021-16-28)
|
2021-16-28 |
| 05/27/2010 | Stone (James C.) d/b/a JCS Advisory
Stone (James C.) d/b/a JCS Advisory
|
2010-7-14 |
| 02/08/2018 | Straight Line Investment Group LLC; Davis (Melissa); Papin (Jerry A., Jr.)
Straight Line Investment Group LLC; Davis (Melissa); Papin (Jerry A., Jr.)
|
2017-7-13 |
| 07/05/2012 | Strategic Capital Alternatives, LLC
Strategic Capital Alternatives, LLC
|
2012-7-04 |
| 12/11/2006 | Strong Funds, Inc
Order to Cease and Desist - 12/11/2006 (2006-12-02)
|
2006-12-02 |
| 04/03/2017 | Sun Valley Advisors, Inc.; Jessen (Neil M.)
Sun Valley Advisors, Inc.; Jessen (Neil M.)
|
2017-7-07 |
| 08/12/2002 | SunAmerica Securities, Inc.
SunAmerica Securities, Inc.
|
2001-7-48 |
| 10/11/1999 | Sundance Systems, Inc.; Patman (Michael E.)
Sundance Systems, Inc.; Patman (Michael E.)
|
1999-7-68 |
| 08/17/2009 | Sunrise Credit Services, Inc
Consent Order (2009-9-14)
|
2009-9-14 |
| 07/21/2011 | Superior Debt Services, dba Superior Debt Services, INC.
Consent Order (2011-9-09)
|
2011-9-09 |
| 08/08/2022 | Surrogacy Escrow Account Management, LLC a/k/a Seam, LLC
Agreement And Order - 2022/08/08 (2022-18-02)
|
2022-18-02 |
| 09/10/2024 | Susanna Kathleen Peterson
Order Denying MLO License Application and Notice of the Opportunity to Appeal |
2024-16-13 |
| 11/29/2022 | Swassing, Gleason Franklin “Frank”; Six Eight Properties Inc.
|
2021-7-04 |
| 10/29/2020 | 2020-9-06 | |
| 02/29/2012 | T & L Brokerage, Inc., dba TLC Check Cashing
Default Order Revoking Payday Lender License Under The Idaho Credit Code and Notice of the Opportunity for a Hearing (2011-6-02)
|
2011-6-02 |
| 01/09/2014 | 2014-9-01 | |
| 01/26/2023 | Tam, Marcus; MTRE VB2 LLC; Marcus Tam Real Estate Development & Investment Company LLC; MTRE Village Bungalows Investment LLC
|
2020-07-11 |
| 01/14/2020 | 2020-16-01 | |
| 09/08/2022 | 2022-16-40 | |
| 10/13/2020 | Taylor Dean Ogden, and American Prosperity LLC
Taylor Dean Ogden, and American Prosperity LLC
|
2017-7-15-S |
| 08/31/2023 | TC Group & Associates dba Tower Consulting LLC
Order to Cease and Desist
|
2023-9-5 |
| 10/26/2010 | 2010-16-39 | |
| 09/25/1998 | Tew (Randy); J&T Enterprises
Tew (Randy); J&T Enterprises
|
1998-7-90 |
| 12/22/2010 | The Affiliated Group, Inc., dba Affiliated Credit Services
Consent Order (2010-9-17)
|
2010-9-17 |
| 03/04/2017 | The Credit Pros International Corporation
Consent Order (2016-9-05)
|
2016-9-05 |
| 03/30/2012 | The Credit Pros International Corporation, a New Jersey corporation
Consent Order (2012-9-02)
|
2012-9-02 |
| 02/05/2014 | The Land Title Company of Pend Oreille County, Inc. and Judy C. Kokano
Consent Order to Cease and Desist - 02/05/2014 (2014-18-01)
|
2014-18-01 |
| 11/16/2015 | The Law Office of Charles Mifsud, LLC dba MLO Group
Consent Order (2015-9-08)
|
2015-9-08 |
| 09/14/2021 | 2021-9-04 | |
| 11/14/2012 | The Residential Litigation Group, P.A.
Order to Cease and Desist (2012-41-02)
|
2012-41-02 |
| 05/22/2023 | The Sands Law Group, LLP dba Whitestone Legal Group
|
2023-09-04 |
| 04/06/2010 | Thomas G. Landis, dba Law Office of Thomas Landis
Consent Order (2010-9-02)
|
2010-9-02 |
| 08/03/2023 | Thomas Wayne Ives
|
2020-7-13-A |
| 05/24/2005 | Thomas Weisel Partners, LLC
Thomas Weisel Partners, LLC
|
2005-7-10 |
| 03/28/2022 | Tim Forsmann, LPA d/b/a Forsmann Accounting Service
Agreement And Order - 2022/03/28 (2022-18-03)
|
2022-18-03 |
| 08/19/2022 | Timothy Arnell Williams, Jr.
Order Denying MLO License Application (2022-16-37)
|
2022-16-37 |
| 09/21/2010 | Timothy Edmund Samuels
Consent Order to Terminate Mortgage Loan Originator License (2010-16-49)
|
2010-16-49 |
| 12/01/2021 | Timothy George
Order Denying MLO License Application (2021-16-77)
|
2021-16-77 |
| 12/28/2021 | Timothy James Speed
Order Denying MLO License Application (2021-16-81)
|
2021-16-81 |
| 11/15/2022 | Timothy McReynolds; and June Lee McReynolds
Timothy McReynolds; and June Lee McReynolds
|
2020-7-17 |
| 10/26/2010 | 2010-16-23 | |
| 10/26/2010 | 2010-16-27 | |
| 03/03/2011 | Todd, Bremer & Lawson, Inc.
Consent Order (2011-9-06)
|
2011-9-06 |
| 03/22/2016 | Tolman (Rulon Lee)
Tolman (Rulon Lee)
|
2015-7-02-B |
| 02/08/2013 | Total Recovery Solutions, LLC.
Order to Cease and Desist (2012-9-13)
|
2012-9-13 |
| 10/16/2015 | Tracy Ann Widner
Consent Order (2015-41-02)
|
2015-41-02 |
| 11/10/2021 | Tracy Clarkin
Order Denying MLO License Application (2021-16-69)
|
2021-16-69 |
| 11/18/2021 | Tracy Koeneman
Order Denying MLO License Application (2021-16-72)
|
2021-16-72 |
| 01/08/2024 | Tradestation Crypto, Inc.
|
2023-7-14 |
| 05/12/2000 | Trans-Link Research and Development Group, Inc.; Tusberg (Lee Douglas); Edgemon (Barbara)
Trans-Link Research and Development Group, Inc.; Tusberg (Lee Douglas); Edgemon (Barbara)
|
2000-7-44 |
| 10/11/2006 | Transcend, LLC
Agreement and Order - 10/11/2006 (2006-12-01)
|
2006-12-01 |
| 10/26/2010 | Trayce Lyn Dudzinski
Default Order Terminating Idaho Mortgage Loan Originator License (2010-16-20)
|
2010-16-20 |
| 01/20/2012 | Treasure Valley Angel Fund, LLC
Treasure Valley Angel Fund, LLC
|
2012-7-02 |
| 10/07/2010 | 2010-16-04 | |
| 05/07/2015 | 2015-9-04 | |
| 08/20/2012 | Trinity Enterprises, LLC, and dba Trinity Enterprises Partners, LLC
Order to Cease and Desist (2012-9-03)
|
2012-9-03 |
| 10/26/2010 | Trisha Marie Zazueta
Default Order Terminating Idaho Mortgage Loan Originator License (2010-16-71)
|
2010-16-71 |
| 10/03/2023 | True Bullion, LLC; Anderson, Anthony Allen
|
2023-07-10 |
| 04/18/2006 | Turner (Shane Michael), an individual, and Network Financial Services, LLC operating as Network Investments
Turner (Shane Michael), an individual, and Network Financial Services, LLC operating as Network Investments
|
2006-7-14 |
| 10/22/2018 | TWH Annuities & Insurance Agency, Inc.
TWH Annuities & Insurance Agency, Inc.
|
2017-7-15-L |
| 08/26/2014 | Twin Falls Title and Escrow
Order to Cease and Desist and Notice of the Opportunity for a Hearing - 08/26/2014 (2014-18-02)
|
2014-18-02 |
| 09/18/2003 | U.S. Bancorp Piper Jaffray Inc.
U.S. Bancorp Piper Jaffray Inc.
|
2003-7-24 |
| 04/27/2010 | UBS Securities LLC; UBS Financial Services, Inc.
UBS Securities LLC; UBS Financial Services, Inc.
|
2010-7-10 |
| 08/22/2003 | UBS Warburg LLC; UBS PaineWebber, Inc.
UBS Warburg LLC; UBS PaineWebber, Inc.
|
2003-7-19 |
| 09/13/2016 | UCI Wealth Advisors LLC; Higgins (Travis)
UCI Wealth Advisors LLC; Higgins (Travis)
|
2015-7-03 |
| 05/03/2019 | Ultimate Holdings Corporation; Rieser (William R.)
Ultimate Holdings Corporation; Rieser (William R.)
|
2018-7-01 |
| 08/29/1997 | Union Financial Corporation
Union Financial Corporation
|
1997-7-72 |
| 01/07/2011 | Universal Fidelity Limited Partnership
Consent Order (2010-9-11)
Order of Denial of Collection Agency License, and Notice of the Opportunity for a Hearing (2010-9-11)
|
2010-9-11 |
| 12/17/2020 | Uphold HQ Inc.
Agreement and Order - 2020/12/17 (2020-12-06)
|
2020-12-06 |
| 02/05/2013 | UVEST Financial Services Group, Inc.
UVEST Financial Services Group, Inc.
|
2013-7-04 |
| 06/13/2022 | Velasquez Enterprises, Inc. dba Speedy Loans
Default Order to Cease and Desist (2022-6-01) Notice of Proposed Default Order (2022-6-01) Verified Complaint for Order to Cease and Desist (2022-6-01) |
2022-6-01 |
| 01/30/2020 | VendEngine, Inc.
Agreement and Order - 01/30/2020 (2020-12-01)
|
2020-12-01 |
| 03/26/2009 | Vericore, LLC
Consent Order (2009-9-03)
|
2009/9/03 |
| 09/21/2009 | Victor J. Carlino, dba Idaho Capital Group
Consent Order (2009-9-19)
|
2009-9-19 |
| 05/08/2023 | Victoria Gecsek
|
2023-16-10 |
| 03/18/2013 | Vince Enterprise LTD
Order to Cease and Desist (2012-6-15)
Amended Order to Cease and Desist (2012-6-15)
|
2012-6-15 |
| 03/18/2013 | VIP PDL Services, LLC aka The VIP Loan Shop
Order to Cease and Desist (2012-6-13)
|
2012-6-13 |
| 08/02/2011 | Vision Financial Corp., a New York corporation
Consent Order (2011-9-11)
|
2011-9-11 |
| 09/21/2010 | Vision Financial Corp., a New York corporation
|
2010-9-10 |
| 01/16/1998 | VW 3000 LLC; Westmark (Dan A.)
VW 3000 LLC; Westmark (Dan A.)
|
1997-7-111 |
| 05/10/2007 | Wachovia Capital Markets, LLC
Wachovia Capital Markets, LLC
|
2007-7-18 |
| 06/22/2009 | Wachovia Securities, LLC; Wachovia Capital Markets, LLC
Wachovia Securities, LLC; Wachovia Capital Markets, LLC
|
2009-7-22 |
| 06/16/2006 | Wade (Randall Martin); First Wall Street Corporation
Wade (Randall Martin); First Wall Street Corporation
|
2006-7-22 |
| 10/15/2018 | Walker (Timothy Ray)
Walker (Timothy Ray)
|
2017-7-15-Q |
| 05/13/2020 | Walker, Matthew and Pinnacle Plus Capital LLC
Walker, Matthew and Pinnacle Plus Capital LLC
|
2019-7-05-F |
| 10/24/2023 | Wall & Associates Inc.
Decision and order regarding complainant's motion for preliminary order (06/14/2021) Order RE: Motion for Reconsideration (06/14/2021) Order RE: Motion for Reconsideration (07/16/2021) Order Regarding Restitution and Penalties (01/04/2022) Order RE: Motion for Reconsideration (02/07/2022) Order Regarding Restitution, Penalties and Costs (03/07/2022) Final Order Adopting and Amending Hearing Officer Preliminary Order (08/30/2022) Order Denying Respondents Motion for Reconsideration of Directors Final Order (10/03/2022) |
2019-9-10 |
| 06/22/2009 | Ward (Jerry), individually and Jerry Ward d/b/a Med-Life
Ward (Jerry), individually and Jerry Ward d/b/a Med-Life
|
2009-7-11 |
| 12/08/2009 | Washington Collectors Tri-Cities, Inc., dba SpotCheck, and dba SpotCheck, a Division of Washington Collectors Tri-Cities, Inc.
Consent Order (2009-9-21)
|
2009-9-21 |
| 03/17/2010 | Watts (Walter Wesley)
Watts (Walter Wesley)
|
2009-7-25 |
| 07/27/2021 | Wave Financial USA Inc.
Agreement and Order - 2021/07/27 (2021-12-01)
|
2021-12-01 |
| 10/26/2010 | Wesley Eugene Sutterer
Default Order Terminating Idaho Mortgage Loan Originator License (2010-16-60)
|
2010-16-60 |
| 05/22/2023 | West Capital Lending, Inc.
|
|
| 01/23/2023 | West Realm Shires Service Inc. d/b/a FTX US
Consent Agreement And Order - 2023/01/23 (2023-12-01)
|
2023-12-01 |
| 02/06/2001 | Western Capital Corporation; Goldstein (Nicholas); Cunningham (Kent)
Western Capital Corporation; Goldstein (Nicholas); Cunningham (Kent)
|
2001-7-01 |
| 05/07/2015 | Westhill Exchange, LLC
Order to Cease and Desist (2015-9-04)
|
2015-9-04 |
| 01/14/2013 | Westwood Asset Management LLC., Joelle J. Leclair a/k/a Joelle J. Brace
Order to Cease and Desist (2012-9-23)
|
2012-9-23 |
| 03/20/2019 | 2019-16-12 | |
| 08/03/1999 | White (Craig); Fee Only Financial Planning
White (Craig); Fee Only Financial Planning
|
1999-7-55 |
| 01/29/2004 | Whiting (Kim)
Whiting (Kim)
|
2003-7-39 |
| 01/09/2012 | 2011-9-20 | |
| 10/26/2010 | William Douglas Vincent II
Default Order Terminating Idaho Mortgage Loan Originator License (2010-16-65)
|
2010-16-65 |
| 06/08/2004 | Williams (Kelvin Barth); Assurance Financial, Inc.
Williams (Kelvin Barth); Assurance Financial, Inc.
|
2003-7-10 |
| 02/18/2020 | Williams, Schiller & Styer Wealth Management LLC
Williams, Schiller & Styer Wealth Management LLC
|
2020-7-01 |
| 05/27/2019 | 2019-16-18 | |
| 05/02/2018 | Woodbridge Mortgage Investment
Woodbridge Mortgage Investment
|
2017-7-15 |
| 01/29/2004 | World Group Securities, Inc.; Schiess (Gary); Whiting (Kim)
World Group Securities, Inc.; Schiess (Gary); Whiting (Kim)
|
2003-7-31 |
| 03/03/2022 | 2022-16-07 | |
| 12/13/2005 | www.5yearbond.com; Revell (Benjamin)
www.5yearbond.com; Revell (Benjamin)
|
2005-7-32 |
| 01/30/2023 | 2023-16-04 | |
| 05/03/2019 | Xact Law Firm, LLC and Bryson Hunter
Order to Cease and Desist (2018-9-04)
|
2018-9-04 |
| 12/14/2023 | xCraft; Claridge, JD
|
2023-7-13 |
| 09/28/2010 | Yelena Andronikovna Saakova
Consent Order to Terminate Mortgage Loan Originator License (2010-16-48)
|
2010-16-48 |
| 03/17/2022 | Yesenia Campisi
Order Denying MLO License Application (2022-16-14)
|
2022-16-14 |
| 04/07/2009 | Your Credit Angel LLC, a division of Coronwa Investments, LLC, a Nevada limited liability company,
Order To Cease And Desist (2009-9-09)
|
2009-9-09 |
| 01/26/2023 | Yumira Reyes
|
2023-16-03 |
| 08/30/2021 | Yusha Pressley
Order Denying MLO License Application (2021-16-51)
|
2021-16-51 |
| 03/17/2022 | Zachary Carter
Order Denying MLO License Application (2022-16-10)
|
202-16-10 |
| 07/30/2020 | Zenpayroll, Inc., d/b/a Gusto
Agreement and Order - 07/30/2020 (2020-12-05)
|
2020-12-05 |
| 01/30/2024 | Zions Debt Holdings LLC
|
2024-09-01 |
| 12/26/2019 | 2019-16-56 |